Securities and Exchange Commis v. O'Brien

Original Case: 1:19-mc-00468

Second Circuit U.S. Court of Appeals
Case #: 0:20-cv-00037
Typecivil / united states
Nature of Suit850 Other Statutes - Securities/Commodities/Exchange
Case Filed:Jan 06, 2020
Terminated:Jan 11, 2021
Last checked: Wednesday Jan 13, 2021 3:35 AM EST
Defendant - Appellant
James David O'Brien
Represented By
John M. Hanamirian
Hanamirian Law Firm, P.A.
contact info
Plaintiff - Appellee
United States Securities and Exchange Commission
Represented By
Eric Reicher
United States Securities and Exchange Commission
contact info
Michael Andrew Conley
United States Securities and Exchange Commission
contact info
Melinda Hardy
United States Securities and Exchange Commission
contact info


Docket last updated: 12/26/2023 2:36 PM EST
Monday, January 06, 2020
1 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant James David O'Brien, FILED. [2746168] [20-37] [Entered: 01/07/2020 05:11 PM]
Related: [-]
Att: 1 2 pgs Dkt_Ntc_BK_CV_PR_Tax
Att: 2 5 pgs Case FILED
2 2 9 pgs DISTRICT COURT ORDER, dated 12/27/2019, RECEIVED.[2746173] [20-37] [Entered: 01/07/2020 05:13 PM]
Related: [-]
3 3 ELECTRONIC INDEX, in lieu of record, FILED.[2746175] [20-37] [Entered: 01/07/2020 05:14 PM]
Related: [-]
Att: 1 1 pgs Notice_of_Index_or_ROA_Filed
Att: 2 5 pgs Index/FRAP 10(d) in lieu of ROA FILED