New York Southern District Court
Judge:Victor Marrero
Referred: James C Francis
Case #: 1:11-cv-07866
Nature of Suit850 Other Statutes - Securities/Commodities/Exchange
Cause15:78m(a) Securities Exchange Act
Case Filed:Nov 03, 2011
Re-opened:Sep 30, 2016
Terminated:Sep 30, 2016
Last checked: Friday Sep 19, 2014 6:07 PM EDT
ADR Provider
Arkansas Public Employees Retirement System
Represented By
Kenneth Mark Rehns
Cohen Milstein Sellers & Toll P.L.L.C.
contact info
ADR Provider
Summit Trust Corporation
Represented By
Mark Leland Knutson
Finkelstein And Krinsk
contact info
ADR Provider
Paul Hamann
511 Beverly
Lake Forest, IL 60045
Consolidated Defendant
J.C. Flowers & Co. LLC
Represented By
David Norwich Gopstein
contact info
Helen Virginia Cantwell
Debevoise & Plimpton, Llp (nyc)
contact info
David William Feder
contact info
Maeve L. O'Connor
Debevoise & Plimpton, Llp (nyc)
contact info
Consolidated Defendant
J.P. Morgan Chase & Co.
Consolidated Defendant
J.P. Morgan Securities Inc.
Represented By
Christopher Michael Joralemon
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Mark Adam Kirsch
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Lisa Heather Rubin
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Goutam Umesh Jois
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Ladan Fazlollahi Stewart
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Daniel Martin Sullivan
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Consolidated Defendant
JP Morgan Chase & Co.
Represented By
Ralph M. Levene
Wachtell, Lipton, Rosen & Katz
contact info
Steven Peter Winter
Wachtell, Lipton, Rosen & Katz
contact info
John F Savarese
Wachtell, Lipton, Rosen & Katz
contact info
John F. Lynch
Wachtell, Lipton, Rosen & Katz
contact info
Consolidated Defendant
Jefferies & Company, Inc.
Represented By
Stuart Jay Baskin
Shearman & Sterling Llp (ny)
contact info
H. Miriam Farber
Shearman & Sterling Llp (ny)
contact info
Adam Selim Hakki
Shearman & Sterling Llp (ny)
contact info
Consolidated Defendant
John Does 1-10
Consolidated Defendant
Dennis A. Klejna
Represented By
Allan Lawrence Schare
Theodora Oringher PC
contact info
Natalie Ikhlassi
Thompson Coburn LLP
contact info
Helen Byung-Son Kim
Thompson Corburn LLP
contact info
Helen Madelleine Cho
Theodora Oringher PC
contact info
Consolidated Defendant
Lebenthal & Co., LLC
Represented By
Stuart Jay Baskin
Shearman & Sterling Llp (ny)
contact info
H. Miriam Farber
Shearman & Sterling Llp (ny)
contact info
Adam Selim Hakki
Shearman & Sterling Llp (ny)
contact info
Consolidated Defendant
Rick D. Leesley
Represented By
David Michael Rosenfield
Herrick, Feinstein LLP
contact info
Therese Marie Doherty
Herrick, Feinstein LLP
contact info
Lisamarie Frances Collins
Herrick, Feinstein LLP
contact info
Consolidated Defendant
Robert Lyons
Consolidated Defendant
MS Global Holdings Ltd.
Represented By
Daniel A. Nathan
Morrison & Foerster L.L.P. (dc)
contact info
Consolidated Defendant
MS Global Inc.
Consolidated Defendant
John Ranald MacDonald
Represented By
Robert Henry Hotz, Jr
contact info
Dean Lindsay Chapman
contact info
Joseph Lee Sorkin
Akin Gump Strauss Hauer & Feld Llp (nyc)
contact info
Estela Diaz
Akin Gump Strauss Hauer & Feld Llp (nyc)
contact info
Consolidated Defendant
J. Randy Macdonald
Represented By
Robert Henry Hotz, Jr
contact info
Dean Lindsay Chapman
contact info
Joseph Lee Sorkin
Akin Gump Strauss Hauer & Feld Llp (nyc)
contact info
Steven R Ross
Akin, Gump, Strauss, Hauer & Feld, Llp (dc)
contact info
Estela Diaz
Akin Gump Strauss Hauer & Feld Llp (nyc)
contact info
Consolidated Defendant
Vinay Mahajan
Represented By
Gregory John O'Connell
De Feis O'Connell & Rose, P.C.
contact info
Vera Marie Kachnowski
De Feis O'Connell & Rose, P.C.
contact info
Philip Canning Patterson
De Feis O'Connell & Rose, P.C.
contact info
Consolidated Defendant
Merril Lynch, Pierce, Fenner & Smith Incorporated
Represented By
Christopher Michael Joralemon
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Mark Adam Kirsch
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Lisa Heather Rubin
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Goutam Umesh Jois
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Ladan Fazlollahi Stewart
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Daniel Martin Sullivan
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Consolidated Defendant
Timothy Mundt
Consolidated Defendant
Natixis Securities North America Inc.
Represented By
Adam Selim Hakki
Shearman & Sterling Llp (ny)
contact info
Consolidated Defendant
Natxis Securities North America, Inc.
Represented By
Stuart Jay Baskin
Shearman & Sterling Llp (ny)
contact info
H. Miriam Farber
Shearman & Sterling Llp (ny)
contact info
Adam Selim Hakki
Shearman & Sterling Llp (ny)
contact info
Consolidated Defendant
Edith O'Brien
Represented By
Christopher James Barber
Williams,montgomery And John Ltd
contact info
Darren Bernens Kinkead
Williams,montgomery And John Ltd
contact info
Alejandro Gabriel Rosenberg
Steptoe & Johnson, Llp (nyc)
contact info
Consolidated Defendant
Ira Polk
Represented By
Therese Marie Doherty
Herrick, Feinstein LLP
contact info
Lisamarie Frances Collins
Herrick, Feinstein LLP
contact info
Consolidated Defendant
RBS Securities Inc.
Represented By
Christopher Michael Joralemon
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Mark Adam Kirsch
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Lisa Heather Rubin
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Goutam Umesh Jois
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Ladan Fazlollahi Stewart
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Daniel Martin Sullivan
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Consolidated Defendant
David I. Schamis
Represented By
David Brendan Toscano
Davis Polk & Wardwell L.L.P.
contact info
Julia Nestor
Davis Polk & Wardwell L.L.P.
contact info
Edmund Polubinski, III
Davis Polk & Wardwell L.L.P.
contact info
Consolidated Defendant
Christine A. Serwinski
Represented By
Kathryn Ann McDonald
Robinson Mcdonald & Canna, LLP
contact info
Brett Gerald Canna
Robinson Mcdonald & Canna LLP
contact info
Jayne S. Robinson
Robinson Mcdonald & Canna, LLP
contact info
Consolidated Defendant
David Simons
Represented By
Ashley Rebecca Garman
Gage Spencer & Fleming LLP
contact info
G. Robert Gage, Jr.
Gage, Spencer & Fleming, LLP
contact info
Consolidated Defendant
Robert S Sloan
Represented By
David Brendan Toscano
Davis Polk & Wardwell L.L.P.
contact info
Julia Nestor
Davis Polk & Wardwell L.L.P.
contact info
Edmund Polubinski, III
Davis Polk & Wardwell L.L.P.
contact info
Consolidated Defendant
Robert S. Sloan
Represented By
David Brendan Toscano
Davis Polk & Wardwell L.L.P.
contact info
Julia Nestor
Davis Polk & Wardwell L.L.P.
contact info
Edmund Polubinski, III
Davis Polk & Wardwell L.L.P.
contact info
Consolidated Defendant
Henri J. Steenkamp
Represented By
Neil Stephen Binder
Binder & Schwartz LLP
contact info
Consolidated Defendant
Bradley I. Abelow
Consolidated Defendant
Michael G. Stockman
Represented By
Ethan Yu Lee
Milbank, Tweed, Hadley & Mccloy Llp (nyc)
contact info
Consolidated Defendant
Sumit Advani
Consolidated Defendant
Michael G. Stockmand
Consolidated Defendant
BMO Capital Markets Corp.
Represented By
Stuart Jay Baskin
Shearman & Sterling Llp (ny)
contact info
H. Miriam Farber
Shearman & Sterling Llp (ny)
contact info
Adam Selim Hakki
Shearman & Sterling Llp (ny)
contact info
Consolidated Defendant
Bank Of America Corporation
Represented By
Christopher Michael Joralemon
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Allan Lawrence Schare
Theodora Oringher PC
contact info
Mark Adam Kirsch
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Ladan Fazlollahi Stewart
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Consolidated Defendant
Matthew V. Besgen
Consolidated Defendant
David P. Bolger
Represented By
David Brendan Toscano
Davis Polk & Wardwell L.L.P.
contact info
Julia Nestor
Davis Polk & Wardwell L.L.P.
contact info
Edmund Polubinski, III
Davis Polk & Wardwell L.L.P.
contact info
Consolidated Defendant
Christy Vavra
Represented By
Jeffry M. Henderson
contact info
Harris Lee Kay
Henderson & Lyman
contact info
Consolidated Defendant
CME Group Inc.
Represented By
Brian Jason Fischer
Jenner & Block Llp (nyc )
contact info
Jeffrey S Eberhard
Gair Law Group, Ltd.
contact info
Gregory M Boyle
Jenner & Block Llp (chicago)
contact info
Charles B. Sklarsky
Jenner & Block Llp (chicago)
contact info
Consolidated Defendant
Tracey A. Lowery Whille
Represented By
Ashley Rebecca Garman
Gage Spencer & Fleming LLP
contact info
G. Robert Gage, Jr.
Gage, Spencer & Fleming, LLP
contact info
Consolidated Defendant
Alison J. Carnwath
Represented By
Marilyn C. Kunstler
Boies, Schiller & Flexner, Llp(nyc)
contact info
David A. Barrett
Boies, Schiller & Flexner, Llp(nyc)
contact info
Consolidated Defendant
Chicago Mercantile Exchange Inc.
Represented By
Gregory M Boyle
Jenner & Block Llp (chicago)
contact info
Consolidated Defendant
Citigroup Global Markets Inc.
Represented By
Christopher Michael Joralemon
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Mark Adam Kirsch
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Lisa Heather Rubin
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Goutam Umesh Jois
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Ladan Fazlollahi Stewart
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Daniel Martin Sullivan
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Consolidated Defendant
Commerz Markets LLC
Represented By
Stuart Jay Baskin
Shearman & Sterling Llp (ny)
contact info
H. Miriam Farber
Shearman & Sterling Llp (ny)
contact info
Adam Selim Hakki
Shearman & Sterling Llp (ny)
contact info
Consolidated Defendant
Thomas F. Connolly
Represented By
Ashley Rebecca Garman
Gage Spencer & Fleming LLP
contact info
G. Robert Gage, Jr.
Gage, Spencer & Fleming, LLP
contact info
Consolidated Defendant
Jon S. Corzine
Represented By
Benjamin E. Rosenberg
Dechert, Llp (nyc)
contact info
Rebecca Sarah Kahan
Dechert, Llp (nyc)
contact info
Shan A. Haider
Perkins Coie LLP
contact info
Matthew Lester Mazur
Dechert, Llp (nyc)
contact info
Schuyler G. Carroll
Perkins Coie LLP
contact info
Andrew J. Levander
Dechert, Llp (nyc)
contact info
Jonathan R. Streeter
U.S. Attorney'S Office, Sdny (st Andw'S)
contact info
Consolidated Defendant
Bernard Dan
Represented By
David Michael Rosenfield
Herrick, Feinstein LLP
contact info
Therese Marie Doherty
Herrick, Feinstein LLP
contact info
Lisamarie Frances Collins
Herrick, Feinstein LLP
contact info
Consolidated Defendant
Donna Dellosso
Represented By
Matthew Charles Crowl
Schiff Hardin LLP
contact info
Consolidated Defendant
Frederick R. Demler
Represented By
David Michael Rosenfield
Herrick, Feinstein LLP
contact info
Therese Marie Doherty
Herrick, Feinstein LLP
contact info
Lisamarie Frances Collins
Herrick, Feinstein LLP
contact info
Consolidated Defendant
Deutsche Bank Securities Inc.
Represented By
Christopher Michael Joralemon
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Mark Adam Kirsch
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Lisa Heather Rubin
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Goutam Umesh Jois
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Ladan Fazlollahi Stewart
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Daniel Martin Sullivan
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Consolidated Defendant
Craig Donohue
Represented By
Gregory M Boyle
Jenner & Block Llp (chicago)
contact info
Consolidated Defendant
Laurie R. Ferber
Represented By
Michael Dayton Longyear
Lankler Siffert & Wohl LLP
contact info
Daniel E. Reynolds
Lankler Siffert & Wohl LLP
contact info
Frank H. Wohl
Lankler Siffert & Wohl LLP
contact info
Consolidated Defendant
Eileen S. Fusco
Represented By
David Brendan Toscano
Davis Polk & Wardwell L.L.P.
contact info
Julia Nestor
Davis Polk & Wardwell L.L.P.
contact info
Edmund Polubinski, III
Davis Polk & Wardwell L.L.P.
contact info
Consolidated Defendant
David Gelber
Represented By
David Brendan Toscano
Davis Polk & Wardwell L.L.P.
contact info
Julia Nestor
Davis Polk & Wardwell L.L.P.
contact info
Edmund Polubinski, III
Davis Polk & Wardwell L.L.P.
contact info
Consolidated Defendant
Richard W. Gill
Represented By
Ashley Rebecca Garman
Gage Spencer & Fleming LLP
contact info
G. Robert Gage, Jr.
Gage, Spencer & Fleming, LLP
contact info
Consolidated Defendant
Martin J. Glynn
Represented By
David Brendan Toscano
Davis Polk & Wardwell L.L.P.
contact info
Julia Nestor
Davis Polk & Wardwell L.L.P.
contact info
Edmund Polubinski, III
Davis Polk & Wardwell L.L.P.
contact info
Consolidated Defendant
Edward L. Goldberg
Represented By
David Brendan Toscano
Davis Polk & Wardwell L.L.P.
contact info
Julia Nestor
Davis Polk & Wardwell L.L.P.
contact info
Edmund Polubinski, III
Davis Polk & Wardwell L.L.P.
contact info
Consolidated Defendant
Goldman Sachs & Co.
Represented By
Christopher Michael Joralemon
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Mark Adam Kirsch
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Lisa Heather Rubin
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Goutam Umesh Jois
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Ladan Fazlollahi Stewart
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Daniel Martin Sullivan
Gibson, Dunn & Crutcher, Llp (ny)
contact info
Consolidated Defendant
Stephen Grady
Represented By
David Michael Rosenfield
Herrick, Feinstein LLP
contact info
Therese Marie Doherty
Herrick, Feinstein LLP
contact info
Lisamarie Frances Collins
Herrick, Feinstein LLP
contact info
Consolidated Plaintiff
IBEW Local 90 Pension Fund
Consolidated Plaintiff
Kay P. Tee, LLC
Represented By
Daniel John Walker
Berger & Montague, P.C.
contact info
Merrill G Davidoff
Berger & Montague, P.C
contact info
Roger Joel Bernstein
Roger J. Bernstein, Attorney At Law
contact info
Michael Dell'Angelo
Berger & Montague, P.C.
contact info
Francis P. Karam
Francis P. Karam, Esq. PC
contact info
Consolidated Plaintiff
Mark Kennedy
Represented By
Merrill G Davidoff
Berger & Montague, P.C
contact info
Consolidated Plaintiff
Shane McMahon
Represented By
Brittany E. Kirk
Nisen & Elliott LLC
contact info
Claire E. Gorman
Nisen & Elliott
contact info
Michael H. Moirano
Nisen & Elliott, LLC
contact info
Consolidated Plaintiff
Michael Mette
Represented By
Brittany E. Kirk
Nisen & Elliott LLC
contact info
Claire E. Gorman
Nisen & Elliott
contact info
Michael H. Moirano
Nisen & Elliott, LLC
contact info
Consolidated Plaintiff
Thomas G. Moran
Represented By
Daniel John Walker
Berger & Montague, P.C.
contact info
Merrill G Davidoff
Berger & Montague, P.C
contact info
Roger Joel Bernstein
Roger J. Bernstein, Attorney At Law
contact info
Michael Dell'Angelo
Berger & Montague, P.C.
contact info
Consolidated Plaintiff
Joseph Niciforo
Represented By
Brittany E. Kirk
Nisen & Elliott LLC
contact info
Claire E. Gorman
Nisen & Elliott
contact info
Michael H. Moirano
Nisen & Elliott, LLC
contact info
Consolidated Plaintiff
PS Energy Group Inc
Represented By
Merrill G Davidoff
Berger & Montague, P.C
contact info
Consolidated Plaintiff
Vasil Petro
Consolidated Plaintiff
Daniel M Pierce
Represented By
Clinton A. Krislov
Krislov & Associates, Ltd.
contact info
Consolidated Plaintiff
Plumbers' & Pipefitters' Local 562 Pension Fund
Consolidated Plaintiff
Monica Rodriguez
Represented By
Edward H. Glenn, Jr.
Zamansky & Associates, L.L.C.
contact info
Amanda Marjorie Steiner
Girard Gibbs LLP
contact info
Salvatore Jo Graziano
Bernstein Litowitz Berger & Grossmann LLP
contact info
Jacob H. Zamansky
Zamansky & Associates LLC
contact info
Christina H. C. Sharp
Girard Gibbs LLP
contact info
Daniel Charles Girard
Girard Gibbs LLP
contact info
Consolidated Plaintiff
Sapere CTA Fund, LP
Represented By
Jon Ryan Grabowski
Ford Marrin Esposito Witmeyer & Gleser, LLP
contact info
John J. Witmeyer, III
Ford, Marrin, Esposito, Witmeyer & Gleser, L.L.P.
contact info
Consolidated Plaintiff
Davide Accomazzo
Represented By
Christopher J. Gray
Law Office Of Christopher J. Gray, P.C
contact info
Stephen David Oestreich
Entwistle & Cappucci Llp (nyc)
contact info
Consolidated Plaintiff
Juan P. Arvelo
Represented By
Thomas James McKenna
Gainey Mckenna & Egleston
contact info
Consolidated Plaintiff
Summit Trust Company
Represented By
Carla F. Fredericks
Milberg Llp (nyc)
contact info
Merrill G Davidoff
Berger & Montague, P.C
contact info
Andrei V. Rado
Milberg Llp (nyc)
contact info
Jeffrey R. Krinsk
Finkelstein & Krinsk, LLP
contact info
Charles Michael Plavi
Finkelstein & Krinsk, LLP
contact info
Benjamin Yehuda Kaufman
Milberg Llp (nyc)
contact info
Mark Leland Knutson
Finkelstein And Krinsk
contact info
Consolidated Plaintiff
John Andrew Szokolay
Represented By
Daniel John Walker
Berger & Montague, P.C.
contact info
Merrill G Davidoff
Berger & Montague, P.C
contact info
Roger Joel Bernstein
Roger J. Bernstein, Attorney At Law
contact info
Michael Dell'Angelo
Berger & Montague, P.C.
contact info
Consolidated Plaintiff
Robert Tierney
Represented By
Brittany E. Kirk
Nisen & Elliott LLC
contact info
Claire E. Gorman
Nisen & Elliott
contact info
Michael H. Moirano
Nisen & Elliott, LLC
contact info
Consolidated Plaintiff
Donald Tran
Represented By
Daniel John Walker
Berger & Montague, P.C.
contact info
Merrill G Davidoff
Berger & Montague, P.C
contact info
Roger Joel Bernstein
Roger J. Bernstein, Attorney At Law
contact info
Michael Dell'Angelo
Berger & Montague, P.C.
contact info
Consolidated Plaintiff
Gregory Bartell
Represented By
Clinton A. Krislov
Krislov & Associates, Ltd.
contact info
Consolidated Plaintiff
U.S. Commodity Futures Trading Commission
Represented By
Kenneth Brent Tomer
U.S. Commodity Futures Trading Commission(nyc)
contact info
Chad Eric Silverman
Cftc
contact info
Douglas Kent Yatter
Commodity Futures Trading Commission(nyc)
contact info
David William Oakland
U.S. Commodity Futures Trading Commission(nyc)
contact info
Sheila Louise Marhamati
U.S. Commodity Futures Trading Commission(nyc)
contact info
Steven Ira Ringer
Commodity Futures Trading Commission(nyc)
contact info
Consolidated Plaintiff
Thomas S. Wacker
Represented By
Merrill G Davidoff
Berger & Montague, P.C
contact info
Consolidated Plaintiff
Charles Carey
Represented By
Brittany E. Kirk
Nisen & Elliott LLC
contact info
Claire E. Gorman
Nisen & Elliott
contact info
Michael H. Moirano
Nisen & Elliott, LLC
contact info
Consolidated Plaintiff
Timothy Zaug
Represented By
Brittany E. Kirk
Nisen & Elliott LLC
contact info
Claire E. Gorman
Nisen & Elliott
contact info
Michael H. Moirano
Nisen & Elliott, LLC
contact info
Consolidated Plaintiff
Context Partners Fund L.P.
Represented By
Vincent Roger Cappucci
Entwistle & Cappucci Llp (nyc)
contact info
Robert N Cappucci
Entwistle & Cappucci Llp(nj)
contact info
Arthur V. Nealon
Entwistle & Cappucci Llp (nyc)
contact info
Jordan Abraham Cortez
Entwistle & Cappucci Llp (nyc)
contact info
Consolidated Plaintiff
Robert A. Daly, Jr.
Consolidated Plaintiff
Double D Trading, LLC
Consolidated Plaintiff
Ernesto Espinoza
Consolidated Plaintiff
Brian Fisher
Represented By
Brittany E. Kirk
Nisen & Elliott LLC
contact info
Claire E. Gorman
Nisen & Elliott
contact info
Michael H. Moirano
Nisen & Elliott, LLC
contact info
Consolidated Plaintiff
Roberto Calle Gracey
Consolidated Plaintiff
Cyrille Guillaume
Represented By
Edward H. Glenn, Jr.
Zamansky & Associates, L.L.C.
contact info
Amanda Marjorie Steiner
Girard Gibbs LLP
contact info
Jacob H. Zamansky
Zamansky & Associates LLC
contact info
Daniel Charles Girard
Girard Gibbs LLP
contact info
Consolidated Plaintiff
Paul Hamann
511 Beverly
Lake Forest, IL 60045
Consolidated Plaintiff
Henning-Carey Proprietary Trading, L.L.C
Represented By
Brittany E. Kirk
Nisen & Elliott LLC
contact info
Claire E. Gorman
Nisen & Elliott
contact info
Michael H. Moirano
Nisen & Elliott, LLC
contact info
Defendant
Matthew Hughey
Geier Homar & Roy LLP 119 W. Washington Ave Madison
Madison, WI 53703
Represented By
David A Geier
Geier Homar & Roy, LLP
contact info
Defendant
PricewaterhouseCoopers LLP
Represented By
James P. Cusick
King & Spalding Llp (nyc)
contact info
Michael Pauze
King & Spalding LLP
contact info
James J. Capra, Jr
King & Spalding Llp (nyc)
contact info
David M. Fine
King & Spalding Llp (nyc)
contact info
Defendant
Sandler O'Neill & Partners, L.P.
Represented By
Stuart Jay Baskin
Shearman & Sterling Llp (ny)
contact info
H. Miriam Farber
Shearman & Sterling Llp (ny)
contact info
Adam Selim Hakki
Shearman & Sterling Llp (ny)
contact info
Defendant
Henri J. Steenkamp
Represented By
Matthew McPherson Balf Riccardi
Richards Kibbe & Orbe Llp (nyc)
contact info
Rachel Zeehandelaar Roth
Richards Kibbe & Orbe Llp (nyc)
contact info
Paul James Devlin
Richards Kibbe & Orbe Llp (nyc)
contact info
Lee S Richards, III
Richards Kibbe & Orbe Llp (nyc)
contact info
Neil Stephen Binder
Binder & Schwartz LLP
contact info
Grace Catherine Wen
Richards Kibbe & Orbe Llp (nyc)
contact info
Defendant
Bradley I. Abelow
Represented By
Arthur Harlod Aufses, III
Kramer Levin Naftalis & Frankel, LLP
contact info
Paul Henry Schoeman
Kramer Levin Naftalis & Frankel, LLP
contact info
Craig Louis Siegel
Kramer Levin Naftalis & Frankel, LLP
contact info
Defendant
Michael G. Stockman
Represented By
Thomas A. Arena
Milbank, Tweed, Hadley & Mccloy LLP
contact info
Justin Anthony Alfano
Milbank, Tweed, Hadley & Mccloy Llp (nyc)
contact info
James N. Benedict
Milbank, Tweed, Hadley & Mccloy LLP
contact info
Ethan Yu Lee
Milbank, Tweed, Hadley & Mccloy Llp (nyc)
contact info
Sean Miles Murphy
Milbank, Tweed, Hadley & Mccloy Llp (nyc)
contact info
Defendant
U.S. Bancorp Investments, Inc.
Represented By
Stuart Jay Baskin
Shearman & Sterling Llp (ny)
contact info
H. Miriam Farber
Shearman & Sterling Llp (ny)
contact info
Adam Selim Hakki
Shearman & Sterling Llp (ny)
contact info
Defendant
Jon S. Corzine
Represented By
Benjamin E. Rosenberg
Dechert, Llp (nyc)
contact info
Rebecca Sarah Kahan
Dechert, Llp (nyc)
contact info
Matthew Lester Mazur
Dechert, Llp (nyc)
contact info
Andrew J. Levander
Dechert, Llp (nyc)
contact info
Defendant
David Dunne
Represented By
Laura Steinberg
Sullivan & Worcester Llp (ma)
contact info
Interested Party
James W. Giddens, as Trustee for the SIPA Liquidation of MF Global Inc.
Represented By
Christopher K. Kiplok
Hughes Hubbard & Reed Llp (ny)
contact info
Charles W. Cohen
Hughes Hubbard & Reed Llp (ny)
contact info
James Benedict Kobak, Jr
Hughes Hubbard & Reed Llp (ny)
contact info
Sarah Loomis Cave
Hughes Hubbard & Reed Llp (ny)
contact info
Lead Plaintiff
Virginia Retirement System
Represented By
Gerald H. Silk
Bernstein Litowitz Berger & Grossmann LLP
contact info
Stefanie Jill Sundel
Bernstein, Litowitz, Berger & Grossman
contact info
Christopher J. Keller
Labaton Sucharow, LLP
contact info
Cynthia A Hanawalt
Bleichmar Fonti Tountas & Auld LLP
contact info
Dominic J. Auld
Bleichmar Fonti Tountas & Auld LLP
contact info
Jai Kamal Chandrasekhar
Bernstein Litowitz Berger & Grossmann LLP
contact info
Salvatore Jo Graziano
Bernstein Litowitz Berger & Grossmann LLP
contact info
Javier Bleichmar
Bleichmar Fonti Tountas & Auld LLP
contact info
Hannah Elizabeth Ross
Bernstein Litowitz Berger & Grossmann LLP
contact info
Iona Maria May Evans
Labaton & Sucharow Llp (nyc)
contact info
Stephen William Tountas
Labaton Sucharow Llp (nyc)
contact info
Sean K. O'Dowd
Bernstein Litowitz Berger & Grossmann LLP
contact info
Lead Plaintiff
Her Majesty the Queen in Right of Alberta
Represented By
Gerald H. Silk
Bernstein Litowitz Berger & Grossmann LLP
contact info
Stefanie Jill Sundel
Bernstein, Litowitz, Berger & Grossman
contact info
Christopher J. Keller
Labaton Sucharow, LLP
contact info
Cynthia A Hanawalt
Bleichmar Fonti Tountas & Auld LLP
contact info
Dominic J. Auld
Bleichmar Fonti Tountas & Auld LLP
contact info
Jai Kamal Chandrasekhar
Bernstein Litowitz Berger & Grossmann LLP
contact info
Salvatore Jo Graziano
Bernstein Litowitz Berger & Grossmann LLP
contact info
Javier Bleichmar
Bleichmar Fonti Tountas & Auld LLP
contact info
Hannah Elizabeth Ross
Bernstein Litowitz Berger & Grossmann LLP
contact info
Iona Maria May Evans
Labaton & Sucharow Llp (nyc)
contact info
Stephen William Tountas
Labaton Sucharow Llp (nyc)
contact info
Sean K. O'Dowd
Bernstein Litowitz Berger & Grossmann LLP
contact info
Miscellaneous
MF Global Holdings Ltd., as Plan Administrator
Represented By
Scott Jason Greenberg
Jones Day (nyc)
contact info
Bennett Leon Spiegel
Jones Day (la)
contact info
Bruce S Bennett
Jones Day
contact info
Movant
Wade Jacobsen
Represented By
Imtiaz A. Siddiqui
Cotchett, Pitre & Mccarthy LLP
contact info
Movant
Philip Timothy Johnson
Represented By
Imtiaz A. Siddiqui
Cotchett, Pitre & Mccarthy LLP
contact info
Movant
H. Martin Klinker, Jr.
Represented By
Imtiaz A. Siddiqui
Cotchett, Pitre & Mccarthy LLP
contact info
Movant
LRI Invest S.A.
Represented By
Ann Kimmel Ritter
Motley Rice Llc (sc)
contact info
Samuel Howard Rudman
Robbins Geller Rudman & Dowd Llp(li)
contact info
Danielle Suzanne Myers
Robbins Geller Rudman & Dowd LLP
contact info
Salvatore Jo Graziano
Bernstein Litowitz Berger & Grossmann LLP
contact info
Darren J. Robbins
Robbins Geller Rudman & Dowd Llp (sandiego)
contact info
Movant
Robert Marcin
Represented By
Merrill G Davidoff
Berger & Montague, P.C
contact info
Movant
Paradigm Asia Ltd.
Represented By
Merrill G Davidoff
Berger & Montague, P.C
contact info
Joshua Killion Porter
Entwistle & Cappucci Llp (nyc)
contact info
Andrew J Entwistle
Entwistle & Cappucci Llp (nyc)
contact info
Marc M. Seltzer
Susman Godfrey, L.L.P.
contact info
Movant
Paradigm Equities Ltd.
Represented By
Merrill G Davidoff
Berger & Montague, P.C
contact info
Joshua Killion Porter
Entwistle & Cappucci Llp (nyc)
contact info
Andrew J Entwistle
Entwistle & Cappucci Llp (nyc)
contact info
Marc M. Seltzer
Susman Godfrey, L.L.P.
contact info
Movant
Paradigm Global Fund I Ltd.
Represented By
Merrill G Davidoff
Berger & Montague, P.C
contact info
Joshua Killion Porter
Entwistle & Cappucci Llp (nyc)
contact info
Andrew J Entwistle
Entwistle & Cappucci Llp (nyc)
contact info
Marc M. Seltzer
Susman Godfrey, L.L.P.
contact info
Movant
Ali A. Rangchi Bozorki
Movant
Rocking K Land and Cattle, Inc.
Represented By
Imtiaz A. Siddiqui
Cotchett, Pitre & Mccarthy LLP
contact info
Movant
William Schur
Represented By
Joshua Killion Porter
Entwistle & Cappucci Llp (nyc)
contact info
Andrew J Entwistle
Entwistle & Cappucci Llp (nyc)
contact info
Marc M. Seltzer
Susman Godfrey, L.L.P.
contact info
Movant
Augustus International Master Fund, L.P.
Represented By
Merrill G Davidoff
Berger & Montague, P.C
contact info
Joshua Killion Porter
Entwistle & Cappucci Llp (nyc)
contact info
Andrew J Entwistle
Entwistle & Cappucci Llp (nyc)
contact info
Movant
The Bagwell Group
Represented By
Jeremy Alan Lieberman
Pomerantz LLP
contact info
Movant
Banyan Capital Master Fund, Ltd.
Represented By
Curtis Victor Trinko
Law Offices Of Curtis V. Trinko, LLP
contact info
Movant
Union Asset Management Holding AG
Represented By
Samuel Howard Rudman
Robbins Geller Rudman & Dowd Llp(li)
contact info
Danielle Suzanne Myers
Robbins Geller Rudman & Dowd LLP
contact info
Darren J. Robbins
Robbins Geller Rudman & Dowd Llp (sandiego)
contact info
Movant
Building Trades United Pension Trust Fund
Represented By
Samuel Howard Rudman
Robbins Geller Rudman & Dowd Llp(li)
contact info
Danielle Suzanne Myers
Robbins Geller Rudman & Dowd LLP
contact info
Darren J. Robbins
Robbins Geller Rudman & Dowd Llp (sandiego)
contact info
Movant
Zybr Holdings, LLC
Represented By
Joshua Killion Porter
Entwistle & Cappucci Llp (nyc)
contact info
Andrew J Entwistle
Entwistle & Cappucci Llp (nyc)
contact info
Marc M. Seltzer
Susman Godfrey, L.L.P.
contact info
Movant
Futures Capital Management, LLC
Plaintiff
Lazard Asset Management LLC
Represented By
John B. Orenstein
Ross & Orenstein LLC
contact info
Jeff I Ross
Ross & Orenstein LLC
contact info
Plaintiff
Lazard Rathmore Master Fund, L.P.
Represented By
John B. Orenstein
Ross & Orenstein LLC
contact info
Jeff I Ross
Ross & Orenstein LLC
contact info
Plaintiff
Lord Abbett Investment Trust - Lord Abbett Convertible Fund
Represented By
John B. Orenstein
Ross & Orenstein LLC
contact info
Jeff I Ross
Ross & Orenstein LLC
contact info
Plaintiff
Nader Tavakoli, As Litigation Trustee Of The MF Global Litigation Trust
Represented By
Michael C. Schneidereit
Jones Day (ca)
contact info
Michael S. McCauley
Jones Day
contact info
Peter E. Davids
Jones Day
contact info
Christopher J. Lovrien
Jones Day
contact info
Plaintiff
Pension, Hospitalization and Benefit Plan of the Electrical Industry - Pension Trust Account
Represented By
John B. Orenstein
Ross & Orenstein LLC
contact info
Jeff I Ross
Ross & Orenstein LLC
contact info
Plaintiff
Prime Captial Master SPC-GOT WAT MAC Segregated Portfolio
Represented By
John B. Orenstein
Ross & Orenstein LLC
contact info
Jeff I Ross
Ross & Orenstein LLC
contact info
Plaintiff
AG Ofcon, Ltd.
Represented By
John B. Orenstein
Ross & Orenstein LLC
contact info
Jeff I Ross
Ross & Orenstein LLC
contact info
Plaintiff
AG Oncon, LLC
Represented By
John B. Orenstein
Ross & Orenstein LLC
contact info
Jeff I Ross
Ross & Orenstein LLC
contact info
Plaintiff
AQR Absolute Return Master Account, L.P.
Represented By
John B. Orenstein
Ross & Orenstein LLC
contact info
Jeff I Ross
Ross & Orenstein LLC
contact info
Plaintiff
AQR Delta Master Account, L.P.
Represented By
John B. Orenstein
Ross & Orenstein LLC
contact info
Jeff I Ross
Ross & Orenstein LLC
contact info
Plaintiff
AQR Delta Sapphire Fund, L.P.
Represented By
John B. Orenstein
Ross & Orenstein LLC
contact info
Jeff I Ross
Ross & Orenstein LLC
contact info
Plaintiff
AQR Funds-AQR Diversified Arbitrage Fund
Represented By
John B. Orenstein
Ross & Orenstein LLC
contact info
Jeff I Ross
Ross & Orenstein LLC
contact info
Plaintiff
AQR Opportunistic Premium Offshore Fund L.P.
Represented By
John B. Orenstein
Ross & Orenstein LLC
contact info
Jeff I Ross
Ross & Orenstein LLC
contact info
Plaintiff
AQR UCITS Funds
Represented By
John B. Orenstein
Ross & Orenstein LLC
contact info
Jeff I Ross
Ross & Orenstein LLC
contact info
Plaintiff
American Physicians Assurance Company
Represented By
John B. Orenstein
Ross & Orenstein LLC
contact info
Jeff I Ross
Ross & Orenstein LLC
contact info
Plaintiff
Suttonbrook Captial Portfolio LP
Represented By
John B. Orenstein
Ross & Orenstein LLC
contact info
Jeff I Ross
Ross & Orenstein LLC
contact info
Plaintiff
Suttonbrook Eureka Fund, LP
Represented By
John B. Orenstein
Ross & Orenstein LLC
contact info
Jeff I Ross
Ross & Orenstein LLC
contact info
Plaintiff
The Doctors Company Insurance Group
Represented By
John B. Orenstein
Ross & Orenstein LLC
contact info
Jeff I Ross
Ross & Orenstein LLC
contact info
Plaintiff
Bearing Fund LP
Represented By
Merrill G Davidoff
Berger & Montague, P.C
contact info
Plaintiff
Rogers Varner, Jr.
Represented By
Merrill G Davidoff
Berger & Montague, P.C
contact info
R. Bryant McCulley
Mcculley Mccluer PLLC
contact info
Stuart Halkett McCluer
Mcculley Mccluer PLLC
contact info
Plaintiff
Vermont Mutual Insurance Company
Represented By
John B. Orenstein
Ross & Orenstein LLC
contact info
Jeff I Ross
Ross & Orenstein LLC
contact info
Plaintiff
Jerome Vrabel
Represented By
Amanda Marjorie Steiner
Girard Gibbs LLP
contact info
Salvatore Jo Graziano
Bernstein Litowitz Berger & Grossmann LLP
contact info
Christina H. C. Sharp
Girard Gibbs LLP
contact info
Daniel Charles Girard
Girard Gibbs LLP
contact info
Plaintiff
CNH CA Master Account, L.P.
Represented By
John B. Orenstein
Ross & Orenstein LLC
contact info
Jeff I Ross
Ross & Orenstein LLC
contact info
Plaintiff
CNH Diversified Opportunities Master Account, L.P.
Represented By
John B. Orenstein
Ross & Orenstein LLC
contact info
Jeff I Ross
Ross & Orenstein LLC
contact info
Plaintiff
Waterstone MF Fund, Ltd.
Represented By
John B. Orenstein
Ross & Orenstein LLC
contact info
Jeff I Ross
Ross & Orenstein LLC
contact info
Plaintiff
CSAA Insurance Group
Represented By
John B. Orenstein
Ross & Orenstein LLC
contact info
Jeff I Ross
Ross & Orenstein LLC
contact info
Plaintiff
Waterstone Market Neutral Fund
Represented By
John B. Orenstein
Ross & Orenstein LLC
contact info
Jeff I Ross
Ross & Orenstein LLC
contact info
Plaintiff
Waterstone Offshore ER Fund, Ltd.
Represented By
John B. Orenstein
Ross & Orenstein LLC
contact info
Jeff I Ross
Ross & Orenstein LLC
contact info
Plaintiff
City of Philadelphia Board of Pensions and Retirement and Palisade Strategic Master Fund (Cayman) Limited
Represented By
Russell David Paul
Berger & Montague, P.C.
contact info
Plaintiff
Joseph Deangelis
Represented By
Jeffrey Craig Block
Block & Leviton LLP
contact info
Jason Mathew Leviton
Berman Devalerio (ma)
contact info
David A.P. Brower
Brower Piven
contact info
Scott A Mays
Berman Devalerio (ma)
contact info
Brian C. Kerr
contact info
Whitney Erin Street
Block & Leviton LLP
contact info
Plaintiff
HFR CA Lazard Rathmore Master Trust
Represented By
John B. Orenstein
Ross & Orenstein LLC
contact info
Jeff I Ross
Ross & Orenstein LLC
contact info


1. Corzine to pay $5M penalty to resolve MF Global case (washingtonpost.com)
Submitted Thu 01/05/2017
2. Corzine, others settle MF Global lawsuit for $64.5 million (businessinsider.com)
Submitted Wed 07/08/2015
3. Corzine, Other Ex-MF Global Officials Settle Suit for $64.5 Million (wsj.com)
Submitted Wed 07/08/2015
Docket last updated: 01/20/2017 11:59 PM EST
Friday, January 06, 2017
1157 1157 misc Consent to Magistrate Judge Disposition on Motion Fri 4:27 PM
CONSENT TO MAGISTRATE JUDGE DISPOSITION ON MOTION re (1115 in 1:11-cv-07866-VM-JCF) MOTION for Attorney Fees Notice of Motion by Customer Counsel for an Award of Attorneys Fees and Reimbursement of Litigation Expenses, with Proposed Order as Exhibit A . (Signed by Judge Victor Marrero on 1/6/2017) Filed In Associated Cases: 1:12-md-02338-VM, 1:11-cv-07866-VM-JCF(kgo)
Related: [-]
Thursday, January 05, 2017
1156 1156 order Permanent Injunction Thu 12:26 PM
CONSENT ORDER FOR PERMANENT INJUNCTION, CIVIL MONETARY PENALTY AND OTHER EQUITABLE RELIEF AGAINST DEFENDANT JON S. CORZINE: IT IS HEREBY ORDERED THAT: Based upon and in connection with the foregoing conduct, pursuant to Section 6c of the Act, 7 U.S.C. 13a-1 (2012), Corzine is permanently restrained, enjoined, and prohibited from directly or indirectly: While acting as a control person of an FCM, failing to treat, deal with, and account for FCM customer segregated funds as belonging to such customers; failing to account separately for, properly segregate, and treat FCM customer segregated funds as belonging to such customers; commingling FCM customer segregated funds with the funds of another person; using or permitting the use of the funds of one futures customer for the benefit of a person other than such futures customer; and withdrawing FCM customer segregated funds beyond the FCM's actual interest therein, in violation of Section 4d(a)(2) of the Act, 7 U.S.C. 6d(a)(2) (2012), and CFTC Regulations 1.20, 1.22, and 1.23, 17 C.F.R. 1.20, 1.22, and 1.23(2015); and Failing to supervise diligently the handling of all commodity interest accounts carried, operated, advised, or introduced by any registrant and all other activities of any such registrant's partners, officers, employees, and agents (or other persons occupying a similar status or perfom1ing a similar function) relating to its business as a Commission registrant, in violation of CFTC Regulation 166.3, 17 C.F.R. 166.3 (2015). Corzine shall pay a civil monetary penalty in the amount of five million U.S. dollars ($5,000,000) ("CMP Obligation"), plus post-judgment interest. Post-judgment interest shall accrue on the CMP Obligation beginning ten business days from the date of entry of this Consent Order and shall be determined by using the Treasury Bill rate prevailing on the date of entry of this Consent Order pursuant to 28 U.S.C. 1961 (2012). (As further set out in the order). (Signed by Judge Victor Marrero on 1/5/2017) (cla) (Main Document 1156 replaced on 1/5/2017) (cla)
Related: [-]
1155 1155 order Permanent Injunction Thu 12:23 PM
CONSENT ORDER FOR PERMANENT INJUNCTION, CIVIL MONETARY PENALTY AND OTHER EQUITABLE RELIEF AGAINST DEFENDANT EDITH O'BRIEN: IT IS HEREBY ORDERED THAT: Based upon and in connection with the foregoing conduct, pursuant to Section 6c of the Act, 7 U.S.C. 13a-1 (2012), O'Brien is permanently restrained, enjoined, and prohibited from directly or indirectly failing to treat, deal with, and account for FCM customer segregated funds as belonging to such customers; failing to account separately for, properly segregate, and treat FCM customer segregated funds as belonging to such customers; commingling FCM customer segregated funds with the funds of another person; using or permitting the use of the funds of one futures customer for the benefit of a person other than such futures customer; and withdrawing FCM customer segregated funds beyond the FCM' s actual interest therein, in violation of Section 4d(a)(2) of the Act, 7 U.S.C. 6d(a)(2) (2012), and CFTC Regulations 1.20, 1.22, and 1.23, 17 C.F.R. 1.20, 1.22, and 1.23 (2015), and from willfully aiding or abetting the commission of the foregoing violations of the Act and Regulations in violation of Section 13(a) of the Act, 7 U.S.C. 13c(a) (2012). O'Brien shall pay a civil monetary penalty in the amount of five hundred thousand U.S. dollars ($500,000) ("CMP Obligation"), plus post-judgment interest. Post-judgment interest shall accrue on the CMP Obligation beginning ten business days from the date of entry of this Consent Order and shall be determined by using the Treasury Bill rate prevailing on the date of entry of this Consent Order pursuant to 28 U.S.C. 1961 (2012). (As further set out in the order). (Signed by Judge Victor Marrero on 1/5/2017) (cla)
Related: [-]
1154 1154 order Endorsed Letter Thu 12:19 PM
ENDORSED LETTER addressed to Judge Victor Marrero from Steven Ringer dated 1/4/2017 re: Proposed Consent Orders. ENDORSEMENT: The Clerk of Court is directed to enter into the public record of this action the letter above submitted to the Court by Commodity Futures Trading Commission. (Signed by Judge Victor Marrero on 1/5/2017) (cla)
Related: [-]
Wednesday, January 04, 2017
minutes Telephone Conference Fri 10:37 AM
Minute Entry for proceedings held before Judge Victor Marrero: Telephone Conference held on 1/4/2017. Steven Ringer and Brent Tomer present for plaintiff U.S. Commodity Futures Trading Commission. Jonathan Streeter and Matthew Mazur present for defendant Jon Corzine. Christopher Barber and Darren Kinkead present for defendant Edith O'Brien. (al)
Related: [-]