Securities and Exchange Commission v. Securities Compliance Group, Ltd. et al
| Georgia Northern District Court | |
| Judge: | William S Duffey, Jr |
| Referred: | Catherine M Salinas |
| Case #: | 1:16-cv-02768 |
| Nature of Suit | 890 Other Statutes - Other Statutory Actions |
| Cause | FRCP 45(b) Application for enforcement of subpoena |
| Case Filed: | Jul 29, 2016 |
| Terminated: | Sep 09, 2016 |
| Last checked: Wednesday Jan 25, 2017 4:19 AM EST |
|
Petitioner
Securities and Exchange Commission
|
Represented By
|
|
Respondent
Megan M. Ruettiger
|
Represented By
|
|
Respondent
Securities Compliance Group, Ltd.
|
Represented By
|
|
Respondent
Adam S. Tracy
|
Represented By
|
| Docket last updated: 10 hours ago |
| Friday, September 09, 2016 | ||
|
misc
Clerks Entry of Dismissal
Fri 09/09 10:08 AM
Clerk's Entry of Dismissal APPROVING6 Stipulation of Dismissal Without Prejudice pursuant to Fed.R.Civ.P.41(a)(1)(ii). (ddm) |
||
|
utility
Terminate Civil Case
Fri 09/09 10:09 AM
Civil Case Terminated. Magistrate Judge Catherine M. Salinas terminated from case. (ddm) |
||
| Thursday, September 08, 2016 | ||
| 6 | 6
4
pgs
misc
Stipulation of Dismissal
Thu 09/08 11:28 AM
STIPULATION of Dismissal without prejudice by Securities and Exchange Commission. (Murnahan, W.) |
|
| Friday, July 29, 2016 | ||
|
utility
Case Reported Statistically
Fri 07/29 4:33 PM
Case reported statistically. Matter transferred from 1:16-mi-41-WSD-CMS. (ddm) |
||
|
utility
Submission to Magistrate Judge
Fri 07/29 4:34 PM
Submission of1 MOTION for Order to Show Cause; and MOTION for an Order Requiring Respondents to Comply with Administrative Subpoenas, submitted to Magistrate Judge Catherine M. Salinas. (ddm) |
||
| Wednesday, July 13, 2016 | ||
| 5 | 5
8
pgs
RESPONSE re1 MOTION for Order to Show Cause and for an Order Requiring Respondents Comply with Administrative Subpoenas filed by Megan M. Ruettiger, Securities Compliance Group, Ltd., Adam S. Tracy.(Councill, Stephen)
|
|
|
Att: 1
4 pgs
Affidavit Ex 1 Tracy Declaration,
|
||
|
Att: 2
2 pgs
Affidavit Ex 2 Ruettiger Declaration
|
||
| Tuesday, July 12, 2016 | ||
| 4 | 4
NOTICE of Appearance by Julia Blackburn Stone on behalf of Megan M. Ruettiger, Securities Compliance Group, Ltd., Adam S. Tracy (Stone, Julia)
|
|
| 3 | 3
NOTICE of Appearance by Stephen D. Councill on behalf of Megan M. Ruettiger, Securities Compliance Group, Ltd., Adam S. Tracy (Councill, Stephen)
|
|
| Friday, July 08, 2016 | ||
| Submission of1 MOTION for Order to Show Cause; and MOTION for an Order Requiring Respondents to Comply with Administrative Subpoenas, submitted to Magistrate Judge Catherine M. Salinas. (ddm) | ||
| Friday, July 01, 2016 | ||
| 2 | 2
5
pgs
Return of Service Executed by Securities and Exchange Commission. (Murnahan, W.)
|
|
| Wednesday, June 15, 2016 | ||
| 1 | 1
8
pgs
MOTION for Order to Show Cause; and MOTION for an Order Requiring Respondents to Comply with Administrative Subpoenas with Memorandum In Support by Securities and Exchange Commission.(eop) Modified text on 6/17/2016 (eop). Modified file date on 6/23/2016 (eop).
|
|
|
Att: 1
24 pgs
Memorandum in Support,
|
||
|
Att: 2
Declaration - Edward Saunders,
|
||
|
Att: 3
6 pgs
Ex - A,
|
||
|
Att: 4
32 pgs
Ex - B,
|
||
|
Att: 5
3 pgs
Ex - C,
|
||
|
Att: 6
Ex - D,
|
||
|
Att: 7
Ex - E,
|
||
|
Att: 8
Ex - F,
|
||
|
Att: 9
Ex - G,
|
||
|
Att: 10
Ex - H,
|
||
|
Att: 11
Ex - I,
|
||
|
Att: 12
Ex - J,
|
||
|
Att: 13
Ex - K,
|
||
|
Att: 14
Ex - L,
|
||
|
Att: 15
Ex - M,
|
||
|
Att: 16
Ex - N,
|
||
|
Att: 17
Proposed Summons,
|
||
|
Att: 18
Civil Cover Sheet
|
||
| No Payment Received; No Payment Required. re1 MOTION for Order to Show Cause (eop) | ||