California Northern District Court
Judge:Edward M Chen
Case #: 3:17-cv-00237
Nature of Suit850 Other Statutes - Securities/Commodities/Exchange
Cause15:78m(a) Securities Exchange Act
Case Filed:Jan 18, 2017
Last checked: Monday Jul 17, 2017 1:31 AM PDT
Defendant
Broadcom Corporation
Defendant
Broadcom Limited
Defendant
Brocade Communications Systems, Inc.
Represented By
Boris Feldman
Wilson Sonsini Goodrich & Rosati
contact info
Aaron Jedidiah Benjamin
Wilson Sonsini Goodrich And Rosati
contact info
Gideon A. Schor
Wilson Sonsini Goodrich & Rosati
contact info
Defendant
Judy Bruner
Represented By
Boris Feldman
Wilson Sonsini Goodrich & Rosati
contact info
Aaron Jedidiah Benjamin
Wilson Sonsini Goodrich And Rosati
contact info
Gideon A. Schor
Wilson Sonsini Goodrich & Rosati
contact info
Defendant
Lloyd A. Carney
Represented By
Boris Feldman
Wilson Sonsini Goodrich & Rosati
contact info
Aaron Jedidiah Benjamin
Wilson Sonsini Goodrich And Rosati
contact info
Gideon A. Schor
Wilson Sonsini Goodrich & Rosati
contact info
Defendant
Renato A. Dipentima
Represented By
Boris Feldman
Wilson Sonsini Goodrich & Rosati
contact info
Aaron Jedidiah Benjamin
Wilson Sonsini Goodrich And Rosati
contact info
Gideon A. Schor
Wilson Sonsini Goodrich & Rosati
contact info
Defendant
Alan L. Earhart
Represented By
Boris Feldman
Wilson Sonsini Goodrich & Rosati
contact info
Aaron Jedidiah Benjamin
Wilson Sonsini Goodrich And Rosati
contact info
Gideon A. Schor
Wilson Sonsini Goodrich & Rosati
contact info
Defendant
John W. Gerdelman
Represented By
Boris Feldman
Wilson Sonsini Goodrich & Rosati
contact info
Aaron Jedidiah Benjamin
Wilson Sonsini Goodrich And Rosati
contact info
Gideon A. Schor
Wilson Sonsini Goodrich & Rosati
contact info
Defendant
Kim C. Goodman
Represented By
Boris Feldman
Wilson Sonsini Goodrich & Rosati
contact info
Aaron Jedidiah Benjamin
Wilson Sonsini Goodrich And Rosati
contact info
Gideon A. Schor
Wilson Sonsini Goodrich & Rosati
contact info
Defendant
David L. House
Represented By
Boris Feldman
Wilson Sonsini Goodrich & Rosati
contact info
Aaron Jedidiah Benjamin
Wilson Sonsini Goodrich And Rosati
contact info
Gideon A. Schor
Wilson Sonsini Goodrich & Rosati
contact info
Defendant
L. William Krause
Represented By
Boris Feldman
Wilson Sonsini Goodrich & Rosati
contact info
Aaron Jedidiah Benjamin
Wilson Sonsini Goodrich And Rosati
contact info
Gideon A. Schor
Wilson Sonsini Goodrich & Rosati
contact info
Defendant
David E. Roberson
Represented By
Boris Feldman
Wilson Sonsini Goodrich & Rosati
contact info
Aaron Jedidiah Benjamin
Wilson Sonsini Goodrich And Rosati
contact info
Gideon A. Schor
Wilson Sonsini Goodrich & Rosati
contact info
Defendant
Sanjay Vaswani
Represented By
Boris Feldman
Wilson Sonsini Goodrich & Rosati
contact info
Aaron Jedidiah Benjamin
Wilson Sonsini Goodrich And Rosati
contact info
Gideon A. Schor
Wilson Sonsini Goodrich & Rosati
contact info
Plaintiff
Bobby M. Mathew
Represented By
David Todd Wissbroecker
Robbins Geller Rudman & Dowd LLP
contact info
William Scott Holleman
Johnson And Weaver, LLP
contact info

GPO Feb 03 2017
ORDER by Judge Haywood S. Gilliam, Jr. Granting 8 Motion for Pro Hac Vice of Gideon A. Schor. (ndrS, COURT STAFF) (Filed on 2/3/2017)
GPO Feb 21 2017
STIPULATION AND ORDER re 14 STIPULATION WITH PROPOSED ORDER re 1 Complaint, Stipulation and [Proposed] Order Extending Time to Respond to Complaint filed by Renato A. Dipentima, Alan L. Earhart, Brocade Communications Systems, Inc., David E. Roberson, David L. House, Kim C. Goodman, Sanjay Vaswani, John W. Gerdelman, L. William Krause, Judy Bruner, Lloyd A. Carney. Signed by Judge Edward M. Chen on 2/21/17. (bpfS, COURT STAFF) (Filed on 2/21/2017)

Docket last updated: 04/24/2024 11:59 PM PDT
Thursday, January 18, 2018
26 26 minutes Case Management Conference - Further Thu 01/18 2:01 PM
Minute Entry for proceedings held before Judge Edward M. Chen: Further Case Management Conference held on 1/18/2018. The Court directs the Clerk of the Court to close this consolidated case and all related cases in 30 days from the date of this order unless further motions are filed by parties. FTR Time: 10:40-11:03. (bpfS, COURT STAFF) (Date Filed: 1/18/2018)
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Tuesday, January 16, 2018
25 25 oth_evt Clerk's Notice Tue 01/16 4:27 PM
CLERK'S NOTICE. Further Case Management Conference remains set for 1/18/2018 at 10:30 AM in Courtroom 5, 17th Floor, San Francisco. Judge Chen ordered Lead counsel and Plaintiffs counsel in all related cases to attend at that time. (This is a text-only entry generated by the court. There is no document associated with this entry.) (bpfS, COURT STAFF) (Filed on 1/16/2018)
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Monday, August 28, 2017
24 24 misc Transcript Mon 08/28 3:57 PM
Transcript of Proceedings held on 4/3/17, before Judge Edward M. Chen. Court Reporter Katherine Powell Sullivan, Katherine_Sullivan@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. Related [+] Redaction Request due 9/18/2017. Redacted Transcript Deadline set for 9/28/2017. Release of Transcript Restriction set for 11/27/2017. (Sullivan, Katherine) (Filed on 8/28/2017)
Related: [-] (50 in 3:16-cv-07081-EMC) Transcript Order,
Friday, April 14, 2017
23 23 order Order on Motion to Appoint Lead Plaintiff and Lead Counsel Order on Motion to Consolidate Cases Fri 04/14 12:52 PM
ORDER by Judge Edward M. Chen Granting Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Lead Counsel - Docket No. 38 in case 3:16-cv-07081-EMC.(emcsec, COURT STAFF) (Filed on 4/14/2017)
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22 22 minutes Motion Hearing Fri 04/14 9:19 AM
Minute Entry for proceedings held before Edward M. Chen: Motion Hearing held on 4/13/2017 re MOTION to Consolidate Cases and MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Giulio D. Cessario. Granted. All future filings shall be filed under C16-7081 EMC Further CMC set for 9/14/17 at 10:30 a.m. Total Time in Court 5 minutes. Court Reporter Name Kathy Sullivan. (bpf, COURT STAFF) (Date Filed: 4/14/2017)
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utility Create Case Association Mon 04/17 9:51 AM
Create association: Case consolidated with 3:16-cv-07081-EMC. (slhS, COURT STAFF) (Filed on 4/14/2017)
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Thursday, April 13, 2017
21 21 notice Notice (Other) Thu 04/13 5:11 PM
NOTICE by Bobby M. Mathew Certificate of Service (Wissbroecker, David) (Filed on 4/13/2017)
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Thursday, March 02, 2017
20 20 notice Notice of Appearance Thu 03/02 1:58 PM
NOTICE of Appearance by William Scott Holleman (Holleman, William) (Filed on 3/2/2017)
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Tuesday, February 28, 2017
19 19 order Order on Administrative Motion per Civil Local Rule 7-11 Tue 02/28 1:59 PM
ORDER by Judge Edward M. Chen granting 17 Administrative Motion for Relief from Automatic Referral to ADR Program. (bpfS, COURT STAFF) (Filed on 2/28/2017)
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18 18 oth_evt Clerk's Notice Tue 02/28 1:54 PM
CLERK'S NOTICE. Initial Case Management Conference reset from 3/16/2017 to 4/13/2017 01:30 PM in Courtroom 5, 17th Floor, San Francisco. Case Management Statement due by 4/6/2017. (This is a text-only entry generated by the court. There is no document associated with this entry.) (bpfS, COURT STAFF) (Filed on 2/28/2017)
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Wednesday, February 22, 2017
17 17 motion Administrative Motion per Civil Local Rule 7-11 Wed 02/22 12:39 PM
Joint ADMINISTRATIVE MOTION Relief from Automatic Referral to ADR Program filed by Brocade Communications Systems, Inc., Judy Bruner, Lloyd A. Carney, Renato A. Dipentima, Alan L. Earhart, John W. Gerdelman, Kim C. Goodman, David L. House, L. William Krause, David E. Roberson, Sanjay Vaswani. Responses due by 2/27/2017.(Feldman, Boris) (Filed on 2/22/2017)
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Att: 1 Proposed Order
Tuesday, February 21, 2017
16 16 order Case Management Scheduling Order Tue 02/21 12:17 PM
CASE MANAGEMENT SCHEDULING ORDER: Initial Case Management Conference set for 3/16/2017 09:30 AM in Courtroom 5, 17th Floor, San Francisco. Case Management Statement due by 3/9/2017. Signed by Judge Edward M. Chen on 2/21/17. (bpfS, COURT STAFF) (Filed on 2/21/2017)
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15 15 order Stipulation and Order Tue 02/21 12:01 PM
STIPULATION AND ORDER re 14 STIPULATION WITH PROPOSED ORDER re 1 Complaint, Stipulation and [Proposed] Order Extending Time to Respond to Complaint filed by Renato A. Dipentima, Alan L. Earhart, Brocade Communications Systems, Inc., David E. Roberson, David L. House, Kim C. Goodman, Sanjay Vaswani, John W. Gerdelman, L. William Krause, Judy Bruner, Lloyd A. Carney. Signed by Judge Edward M. Chen on 2/21/17. (bpfS, COURT STAFF) (Filed on 2/21/2017)
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Thursday, February 16, 2017
14 14 motion Stipulation and Proposed Order Thu 02/16 2:17 PM
STIPULATION WITH PROPOSED ORDER re1 Complaint, Stipulation and [Proposed] Order Extending Time to Respond to Complaint filed by Brocade Communications Systems, Inc., Judy Bruner, Lloyd A. Carney, Renato A. Dipentima, Alan L. Earhart, John W. Gerdelman, Kim C. Goodman, David L. House, L. William Krause, David E. Roberson, Sanjay Vaswani. (Feldman, Boris) (Filed on 2/16/2017)
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13 13 utility Case Assigned/Reassigned Thu 02/16 10:54 AM
Case reassigned to Judge Edward M. Chen. Judge Haywood S Gilliam, Jr no longer assigned to the case. This case is assigned to a judge who participates in the Cameras in the Courtroom Pilot Project. See General Order 65 and http://cand.uscourts.gov/cameras (haS, COURT STAFF) (Filed on 2/16/2017)
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Wednesday, February 15, 2017
12 12 order Order Relating Case Wed 02/15 11:42 AM
ORDER RELATING CASE (C16-7081 EMC). Signed by Judge Edward M. Chen on 2/15/17. (bpfS, COURT STAFF) (Filed on 2/15/2017)
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Friday, February 03, 2017
11 11 order Order on Motion for Pro Hac Vice Fri 02/03 12:25 PM
ORDER by Judge Haywood S. Gilliam, Jr. Granting 8 Motion for Pro Hac Vice of Gideon A. Schor. (ndrS, COURT STAFF) (Filed on 2/3/2017)
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Thursday, February 02, 2017
10 10 notice Certificate of Interested Entities Thu 02/02 2:22 PM
Certificate of Interested Entities by Brocade Communications Systems, Inc., Judy Bruner, Lloyd A. Carney, Renato A. Dipentima, Alan L. Earhart, John W. Gerdelman, Kim C. Goodman, David L. House, L. William Krause, David E. Roberson, Sanjay Vaswani identifying Other Affiliate American International Group, Other Affiliate XL Catlin, Other Affiliate Beazley Group, Other Affiliate AXIS Capital, Other Affiliate Hiscox Insurance Company, Other Affiliate Old Republic Insurance Company for Alan L. Earhart, Brocade Communications Systems, Inc., David E. Roberson, David L. House, John W. Gerdelman, Judy Bruner, Kim C. Goodman, L. William Krause, Lloyd A. Carney, Renato A. Dipentima, Sanjay Vaswani. (Feldman, Boris) (Filed on 2/2/2017)
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9 9 notice Notice of Appearance Thu 02/02 2:05 PM
NOTICE of Appearance by Aaron Jedidiah Benjamin (Benjamin, Aaron) (Filed on 2/2/2017)
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8 8 motion Pro Hac Vice Thu 02/02 2:01 PM
MOTION for leave to appear in Pro Hac Vice of Gideon A. Schor ( Filing fee $ 310, receipt number 260F5BQD.) Filing fee previously paid on 2-2-17 filed by Brocade Communications Systems, Inc., Judy Bruner, Lloyd A. Carney, Renato A. Dipentima, Alan L. Earhart, John W. Gerdelman, Kim C. Goodman, David L. House, L. William Krause, David E. Roberson, Sanjay Vaswani.(Schor, Gideon) (Filed on 2/2/2017)
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Att: 1 Certificate of Good Standing
7 7 notice Notice of Appearance Thu 02/02 1:48 PM
NOTICE of Appearance by Boris Feldman (Feldman, Boris) (Filed on 2/2/2017)
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Tuesday, January 24, 2017
6 6 order Initial Case Management Scheduling Order with ADR Deadlines Tue 01/24 12:25 PM
Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 4/11/2017. Case Management Conference set for 4/18/2017 02:00 PM in Courtroom 10, 19th Floor, San Francisco. (alsS, COURT STAFF) (Filed on 1/24/2017)
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5 5 service Summons Issued Tue 01/24 12:22 PM
Summons Issued as to Broadcom Corporation, Broadcom Limited, Brocade Communications Systems, Inc., Judy Bruner, Lloyd A. Carney, Renato A. Dipentima, Alan L. Earhart, John W. Gerdelman, Kim C. Goodman, David L. House, L. William Krause, David E. Roberson, Sanjay Vaswani. (alsS, COURT STAFF) (Filed on 1/24/2017)
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Thursday, January 19, 2017
4 4 utility ~Util - Case Assigned by Intake Thu 01/19 10:52 AM
Case assigned to Hon. Haywood S Gilliam, Jr. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening. Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. (haS, COURT STAFF) (Filed on 1/19/2017)
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Wednesday, January 18, 2017
3 3 notice Certificate of Interested Entities Wed 01/18 9:59 AM
Certificate of Interested Entities by Bobby M. Mathew (Wissbroecker, David) (Filed on 1/18/2017)
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2 2 misc Proposed Summons Wed 01/18 9:57 AM
Proposed Summons. (Wissbroecker, David) (Filed on 1/18/2017)
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1 1 cmp Complaint Wed 01/18 9:52 AM
COMPLAINT for Violation of the Federal Securities Laws against Broadcom Corporation, Broadcom Limited, Brocade Communications Systems, Inc., Judy Bruner, Lloyd A. Carney, Renato A. Dipentima, Alan L. Earhart, John W. Gerdelman, Kim C. Goodman, David L. House, L. William Krause, David E. Roberson, Sanjay Vaswani ( Filing fee $ 400, receipt number 0971-11081478.). Filed byBobby M. Mathew.(Wissbroecker, David) (Filed on 1/18/2017)
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Att: 1 Civil Cover Sheet