United States Securities and Exchange Commission v. Rogas et al
| New York Southern District Court | |
| Judge: | Richard M Berman |
| Case #: | 1:20-cv-07628 |
| Nature of Suit | 850 Other Statutes - Securities/Commodities/Exchange |
| Cause | 15:78m(a) Securities Exchange Act |
| Case Filed: | Sep 17, 2020 |
| Last checked: Tuesday Mar 16, 2021 4:41 AM EDT |
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Defendant
Adam P. Rogas
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Represented By
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Intervenor
UNITED STATES OF AMERICA
1 St. Andrew's Plaza
New York, NY 10007 |
Represented By
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Plaintiff
United States Securities and Exchange Commission
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Represented By
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Relief Defendant
MVP 2020, LLC
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Represented By
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Relief Defendant
NS8 FP, LLC
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Represented By
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Relief Defendant
Rogassi Enterprises, LLC
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Represented By
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| Docket last updated: 12 hours ago |
| Tuesday, May 07, 2024 | ||
| 187 | 187
misc
Letter
Tue 05/07 7:07 PM
LETTER addressed to Judge Richard M. Berman from William M. Sullivan, Jr. dated May 7, 2024 re: Clarification of Briefing Deadlines. Document filed by Adam P. Rogas..(Sullivan, William) |
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| Friday, May 03, 2024 | ||
| 186 | 186
motion
Miscellaneous Relief
Fri 05/03 6:40 PM
MOTION For Entry of Order Requiring Pillsbury Winthrop Shaw Pittman LLP to Turn Over $3,612,601.76 of Defendant Rogas' Frozen Assets and Any Gains on the Frozen Assets to the Registry of the Court And Supporting Brief . Document filed by United States Securities and Exchange Commission..(Carlyle, Zachary) |
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Att: 1
Exhibit 1- Rogas Declaration,
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Att: 2
Exhibit 2- September 1 Engagement Letter,
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Att: 3
Exhibit 3- September 14 Engagement Letter,
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Att: 4
Exhibit 4- Accounting,
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Att: 5
Exhibit 5- June 2020 Tender Offer Tax Calculation,
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Att: 6
Exhibit 6- Rogas Funds Tracing,
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Att: 7
Exhibit 7- Pillsbury Rogas Invoice Table,
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Att: 8
Exhibit 8- Marshals Declaration,
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Att: 9
Exhibit 9- DOJ Letter
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| Thursday, May 02, 2024 | ||
| 185 | 185
misc
Notice of Filing Transcript
Thu 05/02 3:04 PM
NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERNECE proceeding held on 4/10/24 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days....(McGuirk, Kelly) |
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| 184 | 184
misc
Transcript
Thu 05/02 3:01 PM
TRANSCRIPT of Proceedings re: CONFERNECE held on 4/10/2024 before Judge Richard M. Berman. Court Reporter/Transcriber: Sharonda Jones, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 5/23/2024. Redacted Transcript Deadline set for 6/3/2024. Release of Transcript Restriction set for 7/31/2024..(McGuirk, Kelly) |
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| 183 | 183
misc
Notice of Filing Transcript
Thu 05/02 12:59 PM
NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERNECE proceeding held on 4/9/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days....(McGuirk, Kelly) |
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| 182 | 182
misc
Transcript
Thu 05/02 12:54 PM
TRANSCRIPT of Proceedings re: CONFERNCE held on 4/9/2024 before Judge Richard M. Berman. Court Reporter/Transcriber: Raquel Robles, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 5/23/2024. Redacted Transcript Deadline set for 6/3/2024. Release of Transcript Restriction set for 7/31/2024..(McGuirk, Kelly) |
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| Wednesday, May 01, 2024 | ||
| 181 | 181
order
Memo Endorsement
Wed 05/01 1:27 PM
MEMO ENDORSEMENT on re:180 Letter, filed by United States Securities and Exchange Commission. ENDORSEMENT: Mr. Burt is granted permission to appear at the May 29, 2024 settlement conference by telephone. Counsel for the SEC shall attend in person with a phone number at which Mr. Burt can be reached for the duration of the conference. SO ORDERED. (Signed by Magistrate Judge Sarah Netburn on 5/1/2024) (dsh) |
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| Tuesday, April 30, 2024 | ||
| 180 | 180
misc
Letter
Tue 04/30 1:25 PM
LETTER addressed to Magistrate Judge Sarah Netburn from Zachary T. Carlyle, Esq. dated April 30, 2024 re: Request for Remote Attendance by Knowledgeable Agency Representative at Settlement Conference. Document filed by United States Securities and Exchange Commission..(Carlyle, Zachary) |
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