Lase Guaranty Trust v. Bammann et al
| New York Eastern District Court | |
| Judge: | Eric R Komitee |
| Referred: | Joseph A Marutollo |
| Case #: | 1:22-cv-01331 |
| Nature of Suit | 160 Contract - Stockholders’ Suits |
| Cause | 15:78m(a) Securities Exchange Act |
| Case Filed: | Mar 10, 2022 |
| Terminated: | Oct 29, 2024 |
| Last checked: Tuesday Sep 06, 2022 4:31 AM EDT |
|
Defendant
Linda B Bammann
|
Represented By
|
|
Defendant
Stephen B Burke
|
Represented By
|
|
Defendant
Todd Anthony Combs
|
Represented By
|
|
Defendant
James Schine Crown
|
Represented By
|
|
Defendant
Jamie Dimon
|
Represented By
|
|
Defendant
Timothy Patrick Flynn
|
Represented By
|
|
Defendant
Mellody Louise Hobson
|
Represented By
|
|
Defendant
JPMorgan Chase & Co.
|
Represented By
|
|
Defendant
Michael A Neal
|
Represented By
|
|
Defendant
Phebe N Novakovic
|
Represented By
|
|
Defendant
Virginia M Rometty
|
Represented By
|
|
Plaintiff
Lase Guaranty Trust
|
Represented By
|
GPO
Mar 14 2024
MEMORANDUM & ORDER: The complaint is dismissed without prejudice. Lase may file a motion seeking leave to file an amended complaint within thirty days. Any such motion should include the proposed amended complaint as an exhibit in accordance with this court's individual rules and practices. If Lase does not seek leave to amend within thirty days, judgment shall enter, and the case shall be closed. ORDER ATTACHED. Ordered by Judge Eric R. Komitee on 3/14/2024. (CAM) |
| Docket last updated: 2 hours ago |
| Tuesday, October 29, 2024 | ||
| 37 | 37
order
Judgment - Clerk
Tue 10/29 9:56 AM
CLERK'S JUDGMENT: that this case is dismissed. Signed by Deputy Clerk, Jalitza Poveda, on behalf of Clerk of Court, Brenna B. Mahoney, on 10/29/2024. (JP) |
|
| Monday, October 28, 2024 | ||
|
order
Order Dismissing Case
Mon 10/28 1:28 PM
ORDER DISMISSING CASE: Plaintiff did not seek leave to amend the complaint within thirty days of the Memorandum and Order entered on March 14, 2024. The Clerk of the Court is respectfully directed to mark this action closed and enter judgment. Ordered by Judge Eric R. Komitee on 10/28/2024. (APJ) |
||
| Thursday, March 14, 2024 | ||
| 36 | 36
20
pgs
order
Order on Motion to Dismiss
Thu 03/14 6:09 PM
MEMORANDUM & ORDER : The complaint is dismissed without prejudice. Lase may file a motion seeking leave to file an amended complaint within thirty days. Any such motion should include the proposed amended complaint as an exhibit in accordance with this court's individual rules and practices. If Lase does not seek leave to amend within thirty days, judgment shall enter, and the case shall be closed. ORDER ATTACHED . Ordered by Judge Eric R. Komitee on 3/14/2024. (CAM) |
|
| Wednesday, February 14, 2024 | ||
| 35 | 35
misc
Letter
Wed 02/14 2:19 PM
Letter to Honorable Eric R. Komitee by Lase Guaranty Trust (Katz, David) |
|
| Wednesday, February 07, 2024 | ||
| 34 | 34
misc
Letter
Wed 02/07 6:44 PM
Letter Re: Notice of Supplemental Authority by Linda B Bammann, Stephen B Burke, Todd Anthony Combs, Jamie Dimon, Timothy Patrick Flynn, Mellody Louise Hobson, JPMorgan Chase & Co., Michael A Neal, Phebe N Novakovic, Virginia M Rometty (Youngwood, Jonathan) |
|
|
Att: 1
Exhibit A - Decision
|
||
| Monday, November 13, 2023 | ||
| 33 | 33
respoth
Reply in Support
Mon 11/13 5:39 PM
REPLY in Support re21 MOTION to Dismiss the Amended Complaint for Failure to Make a Pre-Trial Litigation Demand filed by Linda B Bammann, Stephen B Burke, Todd Anthony Combs, Jamie Dimon, Timothy Patrick Flynn, Mellody Louise Hobson, JPMorgan Chase & Co., Michael A Neal, Phebe N Novakovic, Virginia M Rometty. (Youngwood, Jonathan) |
|
| Thursday, November 09, 2023 | ||
|
utility
Case Assigned/Reassigned
Thu 11/09 6:01 PM
Case Reassigned to Magistrate Judge Joseph A. Marutollo. Magistrate Judge Ramon E. Reyes, Jr no longer assigned to the case. Please download and review the Individual Practices of the assigned Judges, located on our[LINK:website] . Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. (KA) |
||
| Tuesday, October 31, 2023 | ||
| 32 | 32
respm
Affidavit/Declaration in Opposition to Motion
Tue 10/31 11:09 PM
AFFIDAVIT/DECLARATION in Opposition re21 MOTION to Dismiss the Amended Complaint for Failure to Make a Pre-Trial Litigation Demand Declaration of David C. Katz in Further Opposition to the Defendants' Motion to Dismiss filed by Lase Guaranty Trust. (Katz, David) |
|
|
Att: 1
Exhibit A - SEC Order,
|
||
|
Att: 2
Exhibit B - CFTC Order,
|
||
|
Att: 3
Exhibit C - JP Morgan Chase Proxy,
|
||
|
Att: 4
Exhibit D - Transcript
|
||
| 31 | 31
25
pgs
respoth
Memorandum in Opposition
Tue 10/31 11:04 PM
MEMORANDUM in Opposition re30 Memorandum in Support, Supplemental Memorandum in Further Opposition to the Defendants' Motion to Dismiss filed by Lase Guaranty Trust. (Katz, David) |
|
| Tuesday, October 10, 2023 | ||
| 30 | 30
27
pgs
respoth
Memorandum in Support
Tue 10/10 6:58 PM
MEMORANDUM in Support re21 MOTION to Dismiss the Amended Complaint for Failure to Make a Pre-Trial Litigation Demand filed by Linda B Bammann, Stephen B Burke, Todd Anthony Combs, James Schine Crown, Jamie Dimon, Timothy Patrick Flynn, Mellody Louise Hobson, JPMorgan Chase & Co., Michael A Neal, Phebe N Novakovic, Virginia M Rometty. (Youngwood, Jonathan) |
|
| Monday, September 11, 2023 | ||
| 29 | 29
misc
Transcript
Mon 09/11 2:50 PM
TRANSCRIPT of Proceedings held on September 8, 2023, before Judge Komitee. Court Reporter/Transcriber Transcriptions Plus II, Inc. Email address: RL.Transcriptions2@gmail.com. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER.File redaction request using event "Redaction Request - Transcript" located under "Other Filings - Other Documents". Redaction Request due 10/2/2023. Redacted Transcript Deadline set for 10/12/2023. Release of Transcript Restriction set for 12/11/2023. (LH) |
|
| Friday, September 08, 2023 | ||
| 28 | 28
minutes
Motion Hearing
Fri 09/08 12:54 PM
Minute Entry for proceedings held before Judge Eric R. Komitee: Motion Hearing held on 9/8/2023 re21 MOTION to Dismiss the Amended Complaint for Failure to Make a Pre-Trial Litigation Demand . Case called. Discussions held. As discussed on the record, defendants' brief is due on or before October 10, 2023. Plaintiff's response is to be submitted by October 31, 2023. Defendants' reply, if any, is due on or before November 13, 2023. (FTR Log #10:07-11:35) (VM) |
|
| Tuesday, August 08, 2023 | ||
| 27 | 27
notice
Notice of Voluntary Dismissal
Tue 08/08 4:56 PM
NOTICE of Voluntary Dismissal by Lase Guaranty Trust (Katz, David) |
|
| Friday, July 28, 2023 | ||
| 26 | 26
misc
Letter
Fri 07/28 11:00 AM
Letter Request Adjournment of Oral Argument by Lase Guaranty Trust (Rubin, Joshua) |
|
|
order
Order Setting Hearing on Motion 1 - Terminate Deadlines and Hearings
Fri 07/28 12:07 PM
ORDER re26 Letter Request Adjournment of Oral Argument by Lase Guaranty Trust -- The request is granted on consent. Oral Argument previously scheduled for August 3, 2023, is rescheduled to September 8, 2023, at 10:00 a.m. Ordered by Judge Eric R. Komitee on 7/28/2023. (AG) |
||
| Friday, July 21, 2023 | ||
|
order
Order Setting Hearing on Motion 1 - Terminate Deadlines and Hearings
Fri 07/21 4:43 PM
SCHEDULING ORDER -- Oral Argument previously scheduled for August 3, 2023, at 11:00 a.m. is rescheduled to begin at 10:00 a.m. on the same date. Ordered by Judge Eric R. Komitee on 7/21/2023. (AG) |
||
| Friday, June 02, 2023 | ||
|
order
Order Setting Hearing on Motion
Fri 06/02 6:11 PM
ORDER Setting Hearing on21 MOTION to Dismiss the Amended Complaint -- Oral Argument will be held on August 3, 2023, at 11:00 a.m. in Courtroom 6G North. Ordered by Judge Eric R. Komitee on 6/2/2023. (AG) |
||
| Thursday, December 01, 2022 | ||
| 25 | 25
respoth
Reply in Support
Thu 12/01 5:24 PM
REPLY in Support re21 MOTION to Dismiss the Amended Complaint for Failure to Make a Pre-Trial Litigation Demand filed by Linda B Bammann, Stephen B Burke, Todd Anthony Combs, James Schine Crown, Jamie Dimon, Timothy Patrick Flynn, Mellody Louise Hobson, JPMorgan Chase & Co., Michael A Neal, Phebe N Novakovic, Virginia M Rometty. (Youngwood, Jonathan) |
|
| Thursday, November 10, 2022 | ||
| 24 | 24
30+
pgs
respoth
Memorandum in Opposition
Thu 11/10 6:14 PM
MEMORANDUM in Opposition re21 MOTION to Dismiss the Amended Complaint for Failure to Make a Pre-Trial Litigation Demand filed by Lase Guaranty Trust. (Katz, David) |
|
| Monday, September 26, 2022 | ||
| 23 | 23
respm
Affidavit/Declaration in Support of Motion
Mon 09/26 10:07 PM
AFFIDAVIT/DECLARATION in Support re21 MOTION to Dismiss the Amended Complaint for Failure to Make a Pre-Trial Litigation Demand filed by Linda B Bammann, Stephen B Burke, Todd Anthony Combs, James Schine Crown, Jamie Dimon, Timothy Patrick Flynn, Mellody Louise Hobson, JPMorgan Chase & Co., Michael A Neal, Phebe N Novakovic, Virginia M Rometty. (Youngwood, Jonathan) |
|
|
Att: 1
Exhibit A - Cease-and-Desist Order,
|
||
|
Att: 2
Exhibit B - Order Instituting Proceedings,
|
||
|
Att: 3
Exhibit C - JPMorgan's Restated Certificate of Incorporation
|
||
| 22 | 22
30+
pgs
respoth
Memorandum in Support
Mon 09/26 9:53 PM
MEMORANDUM in Support re21 MOTION to Dismiss the Amended Complaint for Failure to Make a Pre-Trial Litigation Demand filed by Linda B Bammann, Stephen B Burke, Todd Anthony Combs, James Schine Crown, Jamie Dimon, Timothy Patrick Flynn, Mellody Louise Hobson, JPMorgan Chase & Co., Michael A Neal, Phebe N Novakovic, Virginia M Rometty. (Youngwood, Jonathan) |
|
| 21 | 21
motion
Dismiss
Mon 09/26 9:40 PM
MOTION to Dismiss the Amended Complaint for Failure to Make a Pre-Trial Litigation Demand by Linda B Bammann, Stephen B Burke, Todd Anthony Combs, James Schine Crown, Jamie Dimon, Timothy Patrick Flynn, Mellody Louise Hobson, JPMorgan Chase & Co., Michael A Neal, Phebe N Novakovic, Virginia M Rometty. (Youngwood, Jonathan) |
|
| Wednesday, September 21, 2022 | ||
|
order
Order(Other)
Wed 09/21 5:47 PM
ORDER re17 Letter, filed by JPMorgan Chase & Co., Jamie Dimon -- The stipulation, Docket entry17 -1, is so ordered. Defendants' motion to dismiss the complaint pursuant to Fed. R. Civ. P. 23.1 shall be briefed as follows: motion due by September 26, 2022; response by November 1, 2022; and reply, if any, by December 1, 2022. Ordered by Judge Eric R. Komitee on 9/21/2022. (Guy, Alicia) |
||
| Wednesday, September 14, 2022 | ||
| 20 | 20
misc
Letter
Wed 09/14 5:01 PM
Letter to Judge Komitee Re Recusal by Lase Guaranty Trust (Katz, David) |
|
| Friday, September 09, 2022 | ||
| 19 | 19
minutes
Telephone Conference
Fri 09/09 2:24 PM
Minute Entry for proceedings held before Judge Eric R. Komitee: Telephone Status Conference held on 9/9/2022. The Court discussed certain aspects of its relationship to JPMorgan and advised that it does not believe recusal is required under the circumstances. Plaintiff shall submit a letter, as discussed, by the close of business on September 15, 2022. (AT&T Teleconference Bridge.) (Guy, Alicia) |
|
| Tuesday, September 06, 2022 | ||
| 18 | 18
misc
Proposed Summons/Civil Cover Sheet
Tue 09/06 4:57 PM
Civil Cover Sheet.. by Lase Guaranty Trust (Katz, David) |
|
|
Att: 1
Exhibit Addendum to Civil Cover Sheet
|
||
| Monday, August 29, 2022 | ||
|
order
Scheduling Order
Mon 08/29 3:34 PM
SCHEDULING ORDER: A telephone conference in this case is scheduled for September 9, 2022, at 9:30 a.m. The parties should be prepared to discuss (1) the appropriate order in which to brief the Rule 23.1 motion and any motions under Rule 12 and (2) whether venue in this District is proper, as opposed to the Southern District of New York. The parties are directed to call 888-808-6929 five minutes before the scheduled start of the conference and use access code 564-7824. Ordered by Judge Eric R. Komitee on 8/29/2022. (Guy, Alicia) |
||
| Friday, August 19, 2022 | ||
| 17 | 17
misc
Letter
Fri 08/19 1:16 PM
Letter | Joint Letter from Counsel for all parties to Judge Komittee seeking entry of the enclosed Joint Stipulation and Proposed Scheduling Order by Jamie Dimon, JPMorgan Chase & Co. (Youngwood, Jonathan) |
|
|
Att: 1
Proposed Order
|
||
| Thursday, August 11, 2022 | ||
| 16 | 16
cmp
Amended Complaint
Thu 08/11 6:47 PM
AMENDED COMPLAINT AMENDED VERIFIED DERIVATIVE COMPLAINT against Linda B Bammann, Stephen B Burke, Todd Anthony Combs, James Schine Crown, Jamie Dimon, Timothy Patrick Flynn, Mellody Louise Hobson, JPMorgan Chase & Co., Michael A Neal, Phebe N Novakovic, Virginia M Rometty, filed by Lase Guaranty Trust. (Katz, David) |
|
| Monday, June 27, 2022 | ||
| 15 | 15
respm
Affidavit/Declaration in Support of Motion
Mon 06/27 6:36 PM
AFFIDAVIT/DECLARATION in Support re13 MOTION to Dismiss the Complaint for Failure to Make a Pre-Litigation Demand filed by Linda B Bammann, Stephen B Burke, Todd Anthony Combs, James Schine Crown, Jamie Dimon, Timothy Patrick Flynn, Mellody Louise Hobson, JPMorgan Chase & Co., Michael A Neal, Phebe N Novakovic, Virginia M Rometty. (Youngwood, Jonathan) |
|
|
Att: 1
Exhibit A - Cease-and-Desist Order,
|
||
|
Att: 2
Exhibit B - Order Instituting Proceedings,
|
||
|
Att: 3
Exhibit C - JPMorgan's Restated Certificate of Incorporation
|
||
| 14 | 14
26
pgs
respoth
Memorandum in Support
Mon 06/27 6:31 PM
MEMORANDUM in Support re13 MOTION to Dismiss the Complaint for Failure to Make a Pre-Litigation Demand filed by Linda B Bammann, Stephen B Burke, Todd Anthony Combs, James Schine Crown, Jamie Dimon, Timothy Patrick Flynn, Mellody Louise Hobson, JPMorgan Chase & Co., Michael A Neal, Phebe N Novakovic, Virginia M Rometty. (Youngwood, Jonathan) |
|
| 13 | 13
motion
Dismiss
Mon 06/27 6:15 PM
MOTION to Dismiss the Complaint for Failure to Make a Pre-Litigation Demand by Linda B Bammann, Stephen B Burke, Todd Anthony Combs, James Schine Crown, Jamie Dimon, Timothy Patrick Flynn, Mellody Louise Hobson, JPMorgan Chase & Co., Michael A Neal, Phebe N Novakovic, Virginia M Rometty. (Youngwood, Jonathan) |
|
| 12 | 12
notice
Notice of Appearance
Mon 06/27 2:57 PM
NOTICE of Appearance by Audra J. Soloway on behalf of Linda B Bammann, Stephen B Burke, Todd Anthony Combs, James Schine Crown, Timothy Patrick Flynn, Mellody Louise Hobson, Michael A Neal, Phebe N Novakovic, Virginia M Rometty (aty to be noticed) (Soloway, Audra) |
|
| 11 | 11
notice
Notice of Appearance
Mon 06/27 2:54 PM
NOTICE of Appearance by Loretta Lynch on behalf of Linda B Bammann, Stephen B Burke, Todd Anthony Combs, James Schine Crown, Timothy Patrick Flynn, Mellody Louise Hobson, Michael A Neal, Phebe N Novakovic, Virginia M Rometty (aty to be noticed) (Lynch, Loretta) |
|
| 10 | 10
notice
Notice of Appearance
Mon 06/27 2:50 PM
NOTICE of Appearance by Brad S. Karp on behalf of Linda B Bammann, Stephen B Burke, Todd Anthony Combs, James Schine Crown, Timothy Patrick Flynn, Mellody Louise Hobson, Michael A Neal, Phebe N Novakovic, Virginia M Rometty (aty to be noticed) (Karp, Brad) |
|
| Monday, June 13, 2022 | ||
|
order
Order(Other)
Mon 06/13 6:24 PM
ORDER re8 Letter, filed by JPMorgan Chase & Co., Jamie Dimon -- The Court has reviewed the parties' proposed schedule for motion practice or filing an answer and amends the schedule as follows: Defendants shall answer or otherwise respond to the Complaint no later than June 27, 2022; Plaintiff shall serve an opposition, if any, or otherwise amend the Complaint no later than August 11, 2022; and Defendants shall reply, if they choose, no later than August 25, 2022. As a courtesy to the Court, the parties are encouraged not to file their motion papers and submit courtesy copies until the motion has been fully briefed, unless doing so might cause a party to miss a statutory deadline. See Rule III.C.2 this Court's Individual Practices and Rules. Ordered by Judge Eric R. Komitee on 6/13/2022. (Guy, Alicia) |
||
| Tuesday, June 07, 2022 | ||
| 9 | 9
notice
Notice of Appearance
Tue 06/07 10:45 AM
NOTICE of Appearance by Alison Sher on behalf of Jamie Dimon, JPMorgan Chase & Co. (aty to be noticed) (Sher, Alison) |
|
| Friday, June 03, 2022 | ||
| 8 | 8
misc
Letter
Fri 06/03 10:59 PM
Letter | Joint Letter from Counsel for all parties to Judge Komittee seeking entry of the enclosed Joint Stipulation and Proposed Scheduling Order by Jamie Dimon, JPMorgan Chase & Co. (Youngwood, Jonathan) |
|
|
Att: 1
Proposed Order
|
||
| 7 | 7
misc
Corporate Disclosure Statement
Fri 06/03 10:20 PM
Corporate Disclosure Statement by JPMorgan Chase & Co. identifying Other Affiliate The Vanguard Group, Inc. for JPMorgan Chase & Co.. (Youngwood, Jonathan) |
|
| 6 | 6
notice
Notice of Appearance
Fri 06/03 10:17 PM
NOTICE of Appearance by Jonathan K. Youngwood on behalf of Jamie Dimon, JPMorgan Chase & Co. (aty to be noticed) (Youngwood, Jonathan) |
|
| Friday, March 11, 2022 | ||
| 5 | 5
misc
Quality Control Check - Attorney Case Opening
Fri 03/11 9:17 AM
This attorney case opening filing has been checked for quality control. See the attachment for corrections that were made, if any. (Bowens, Priscilla) |
|
| 4 | 4
misc
Clerks Notice of Rule 73
Fri 03/11 9:17 AM
In accordance with Rule 73 of the Federal Rules of Civil Procedure and Local Rule 73.1, the parties are notified that if all parties consent a United States magistrate judge of this court is available to conduct all proceedings in this civil action including a (jury or nonjury) trial and to order the entry of a final judgment. Attached to the Notice is a blank copy of the consent form that should be filled out, signed and filed electronically only if all parties wish to consent. The form may also be accessed at the following link:[LINK:http://www.uscourts.gov/uscourts/FormsAndFees/Forms/AO085.pdf] . You may withhold your consent without adverse substantive consequences . Do NOT return or file the consent unless all parties have signed the consent. (Bowens, Priscilla) |
|
| 3 | 3
service
Summons Issued
Fri 03/11 9:16 AM
Summons Issued as to All Defendants. (Bowens, Priscilla) (Bowens, Priscilla) |
|
|
Att: 1
(3/11/2022) Rider
|
||
| Thursday, March 10, 2022 | ||
| 2 | 2
misc
Proposed Summons/Civil Cover Sheet
Thu 03/10 6:37 PM
Proposed Summons. by Lase Guaranty Trust (Katz, David) |
|
|
Att: 1
Defendants List for Issuance of Summons
|
||
| 1 | 1
62
pgs
cmp
Complaint
Thu 03/10 6:33 PM
COMPLAINT against Linda B Bammann, Stephen B Burke, Todd Anthony Combs, James Schine Crown, Jamie Dimon, Timothy Patrick Flynn, Mellody Louise Hobson, JPMorgan Chase & Co., Michael A Neal, Phebe N Novakovic, Virginia M Rometty filing fee $ 402, receipt number ANYEDC-15366831 Was the Disclosure Statement on Civil Cover Sheet completed -yes,, filed by Lase Guaranty Trust. (Katz, David) |
|
|
Att: 1
Client Verification,
|
||
|
Att: 2
Civil Cover Sheet Civil Cover Sheet,
|
||
|
Att: 3
Addendum to Civil Cover Sheet
|
||
|
utility
Case Assigned/Reassigned
Fri 03/11 9:11 AM
Case Assigned to Judge Eric R. Komitee and Magistrate Judge Ramon E. Reyes, Jr. Please download and review the Individual Practices of the assigned Judges, located on our[LINK:website] . Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. (Bowens, Priscilla) |
||