Consolidated
Lead case: 3:23-cv-01097

California Northern District Court
Judge:James Donato
Case #: 3:23-cv-01173
Nature of Suit850 Other Statutes - Securities/Commodities/Exchange
Cause15:78m(a) Securities Exchange Act
Case Filed:Mar 15, 2023
Last checked: Sunday Sep 17, 2023 4:01 AM PDT
Defendant
Daniel J. Beck
Represented By
Barry H. Berke
Kramer Levin Naftalis & Frankel LLP
contact info
Jennifer S Windom
Robbins Russell
contact info
Darren Laverne
Kramer Levin Naftalis & Frankel LLP
contact info
Jennifer S. Windom
Kramer Levin Naftalis & Frankel LLP
contact info
Kristopher Benjamin Kastens
Kramer Levin Naftalis & Frankel LLP
contact info
Daniel Michael Ketani
Kramer Levin Naftalis & Frankel LLP
contact info
Defendant
Greg W. Becker
Represented By
James Neil Kramer
Orrick, Herrington & Sutcliffe LLP
contact info
Alexander K. Talarides
Orrick Herrington And Sutcliffe LLP
contact info
Plaintiff
Elliot Snook
Represented By
Charles Henry Linehan
Glancy Prongay And Murray LLP
contact info
Pavithra Rajesh
Glancy Prongay & Murray LLP
contact info
TERMINATED PARTIES
Defendant
SVB Financial Group
Terminated: 03/20/2023


Docket last updated: 12/15/2025 11:59 PM PST
Thursday, April 27, 2023
23 23 utility Case Assigned/Reassigned Thu 04/27 7:21 AM
Case Reassigned to Judge James Donato. Judge Vince Chhabria no longer assigned to the case. Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras. (mbc, COURT STAFF)
Related: [-]
Wednesday, April 26, 2023
22 22 1 pgs order Order Relating Case Wed 04/26 2:10 PM
ORDER RELATING CASE. Signed by Judge James Donato on 4/26/2023. (lrc, COURT STAFF)
Related: [-]
Thursday, March 30, 2023
21 21 motion Stipulation and Proposed Order Thu 03/30 4:41 PM
STIPULATION WITH PROPOSED ORDER CONTINUING DATES OF RESPONSE AND INITIAL CASE MANAGEMENT CONFERENCE filed by Greg W. Becker. (Talarides, Alexander)
Related: [-]
Tuesday, March 28, 2023
20 20 2 pgs order Order on Motion for Pro Hac Vice Tue 03/28 10:10 AM
Order by Judge Vince Chhabria granting 16 Motion for Pro Hac Vice as to Jennifer Windom. (bxs, COURT STAFF)
Related: [-]
19 19 2 pgs order Order on Motion for Pro Hac Vice Tue 03/28 10:05 AM
Order by Judge Vince Chhabria granting 15 Motion for Pro Hac Vice as to Darren LaVerne. (bxs, COURT STAFF)
Related: [-]
18 18 2 pgs order Order on Motion for Pro Hac Vice Tue 03/28 10:03 AM
Order by Judge Vince Chhabria granting 14 Motion for Pro Hac Vice as to Daniel Ketani. (bxs, COURT STAFF)
Related: [-]
17 17 2 pgs order Order on Motion for Pro Hac Vice Tue 03/28 10:02 AM
Order by Judge Vince Chhabria granting 13 Motion for Pro Hac Vice as to Barry Berke. (bxs, COURT STAFF)
Related: [-]
Monday, March 27, 2023
16 16 motion Pro Hac Vice Mon 03/27 4:18 PM
MOTION for leave to appear in Pro Hac Vice Jennifer S. Windom ( Filing fee $ 317, receipt number ACANDC-18112569.) filed by Daniel J. Beck.(Windom, Jennifer)
Related: [-]
Att: 1 Certificate of Good Standing
15 15 motion Pro Hac Vice Mon 03/27 4:08 PM
MOTION for leave to appear in Pro Hac Vice Darren A. LaVerne ( Filing fee $ 317, receipt number ACANDC-18112514.) filed by Daniel J. Beck.(Laverne, Darren)
Related: [-]
Att: 1 Certificate of Good Standing
14 14 motion Pro Hac Vice Mon 03/27 3:57 PM
MOTION for leave to appear in Pro Hac Vice Daniel M. Ketani ( Filing fee $ 317, receipt number ACANDC-18112426.) filed by Daniel J. Beck.(Ketani, Daniel)
Related: [-]
Att: 1 Certificate of Good Standing
13 13 motion Pro Hac Vice Mon 03/27 3:45 PM
MOTION for leave to appear in Pro Hac Vice Barry H. Berke ( Filing fee $ 317, receipt number ACANDC-18112312.) filed by Daniel J. Beck.(Berke, Barry)
Related: [-]
Att: 1 Certificate of Good Standing
12 12 notice Notice of Appearance Mon 03/27 12:38 PM
NOTICE of Appearance by Kristopher Benjamin Kastens (Kastens, Kristopher)
Related: [-]
Friday, March 17, 2023
11 11 notice Notice of Appearance Fri 03/17 5:44 PM
NOTICE of Appearance by Alexander K. Talarides on Behalf of Defendant Greg W. Becker (Talarides, Alexander)
Related: [-]
10 10 notice Notice of Appearance Fri 03/17 5:37 PM
NOTICE of Appearance by James Neil Kramer on Behalf of Defendant Greg W. Becker (Kramer, James)
Related: [-]
9 9 notice Notice of Voluntary Dismissal Fri 03/17 11:39 AM
NOTICE of Voluntary Dismissal OF DEFENDANT SVB FINANCIAL GROUP by Elliot Snook (Rajesh, Pavithra)
Related: [-]
8 8 notice Notice (Other) Fri 03/17 11:37 AM
NOTICE by Elliot Snook of Publication of SEC Class Action Notice(Rajesh, Pavithra)
Related: [-]
Att: 1 Exhibit A - Notice of Pendency
Thursday, March 16, 2023
7 7 service Summons Issued Thu 03/16 8:50 AM
Summons Issued as to Daniel J. Beck, Greg W. Becker, SVB Financial Group. (dhm, COURT STAFF)
Related: [-]
6 6 order Initial Case Management Scheduling Order with ADR Deadlines Thu 03/16 8:46 AM
Initial Case Management Scheduling Order with ADR Deadlines: Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras. Case Management Statement due by 6/9/2023. Initial Case Management Conference set for 6/16/2023 10:00 AM in San Francisco, Courtroom 05, 17th Floor.(dhm, COURT STAFF)
Related: [-]
Att: 1 Notice of Eligibility for Video Recording
Wednesday, March 15, 2023
5 5 utility ~Util - Case Assigned by Intake Thu 03/16 7:16 AM
Case assigned to Judge Vince Chhabria. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening. Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. (bw, COURT STAFF)
Related: [-]
4 4 notice Certificate of Interested Entities, Corporate Disclosure Statement, or Rule 7.1 Disclosures Wed 03/15 6:38 PM
Certificate of Interested Entities by Elliot Snook re1 Complaint (Linehan, Charles)
Related: [-]
3 3 notice Certificate of Counsel Wed 03/15 6:27 PM
CERTIFICATE of Counsel re1 Complaint by Charles Henry Linehan on behalf of Elliot Snook (Linehan, Charles)
Related: [-]
2 2 misc Proposed Summons Wed 03/15 6:01 PM
Proposed Summons. (Linehan, Charles)
Related: [-]
1 1 26 pgs cmp Complaint Wed 03/15 5:57 PM
COMPLAINT against Daniel J. Beck, Greg W. Becker, SVB Financial Group ( Filing fee $ 402, receipt number ACANDC-18077692.). Filed byElliot Snook.(Linehan, Charles)
Related: [-]
Att: 1 Civil Cover Sheet