Securities And Exchange Commission v. Pirrello et al
| New York Eastern District Court | |
| Judge: | Kiyo A Matsumoto |
| Referred: | Marcia M Henry |
| Case #: | 2:23-cv-08953 |
| Nature of Suit | 850 Other Statutes - Securities/Commodities/Exchange |
| Cause | 12:22 Securities Fraud |
| Case Filed: | Dec 06, 2023 |
| Last checked: Tuesday Jun 04, 2024 4:27 AM EDT |
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Defendant
Robert Cassino
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Represented By
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Defendant
Anthony DiTucci
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Represented By
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Defendant
Marcello Follano
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Represented By
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Defendant
JL Rivera Enterprises LTD.
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Defendant
Late Stage Asset Management, LLC
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Represented By
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Defendant
Pre IPO Marketing Inc.
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Defendant
Joseph Rivera
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Represented By
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Defendant
Raymond J. Pirrello, Jr.
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Represented By
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Defendant
Prior 2 IPO Inc.
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Represented By
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Intervenor
United States Attorney Eastern District of New York
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Represented By
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Plaintiff
Securities And Exchange Commission
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Represented By
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GPO
Feb 05 2024
ORDER granting 25 Motion to Intervene; granting 25 Motion to Stay. For the reasons articulated in the attached Memorandum & Order, the Government's 25 motion to intervene and the Government's 25 request for a stay of the instant Civil Case are GRANTED. All deadlines will be held in abeyance until the resolution of the Criminal Case. Within thirty (30) days of the resolution of United States v. Raymond John Pirrello, Jr., 23-cr-499 (KAM) (JMC), the parties are respectfully requested to file a joint status letter regarding how they intend to proceed in the instant Civil Case via ECF. Ordered by Judge Kiyo A. Matsumoto on 2/5/2024. (HM) |
| Docket last updated: 05/05/2025 11:59 PM EDT |
| Tuesday, October 29, 2024 | ||
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order
Order on Motion to Withdraw as Attorney
Tue 10/29 7:26 PM
ORDER granting 37 ,38 ,39 , as supplemented by41 ,42 ,43 : Attorneys Nicholas J. Liotta, Michael M. Rosensaft, and Scott A. Resnik of Katten Muchin Rosenman LLP are terminated as counsel of record for Defendants Raymond John Pirrello, Jr. and Prior 2 IPO Inc. Attorney Lino Joseph De Masi of Aidala, Bertuna & Kamins, P.C. is substituted as counsel for these Defendants. So Ordered by Magistrate Judge Marcia M. Henry on 10/29/2024. (JPB) |
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| Wednesday, October 16, 2024 | ||
| 43 | 43
2
pgs
respm
Affidavit/Declaration in Support of Motion
Wed 10/16 12:53 PM
AFFIDAVIT/DECLARATION in Support re39 MOTION to Withdraw as Attorney by Scott A. Resnik. Filed (Declaration Of Scott A. Resnik In Support) filed by Raymond J. Pirrello, Jr., Prior 2 IPO Inc.. |
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| 42 | 42
respm
Affidavit/Declaration in Support of Motion
Wed 10/16 12:50 PM
AFFIDAVIT/DECLARATION in Support re38 MOTION to Withdraw as Attorney by Michael M. Rosensaft. Filed (Declaration Of Michael M. Rosensaft In Support) filed by Raymond J. Pirrello, Jr., Prior 2 IPO Inc.. (Rosensaft, Michael) |
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| 41 | 41
respm
Affidavit/Declaration in Support of Motion
Wed 10/16 12:47 PM
AFFIDAVIT/DECLARATION in Support re37 MOTION to Withdraw as Attorney by Nicholas J. Liotta. Filed (Declaration Of Nicholas J. Liotta In Support) filed by Raymond J. Pirrello, Jr., Prior 2 IPO Inc.. (Liotta, Nicholas) |
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| Thursday, October 10, 2024 | ||
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order
Status Report Order
Thu 10/10 1:22 PM
ORDER re37 ,38 ,39 : Attorneys Nicholas J. Liotta, Michael M. Rosensaft, and Scott A. Resnik of Katten Muchin Rosenman LLP seek to withdraw as counsel of record for Defendants Raymond John Pirrello, Jr. and Prior 2 IPO Inc. By 10/17/2024 , counsel shall state in writing "whether or not" they are "asserting a retaining or charging lien and whether the clients were served with the motion to withdraw pursuant to Local Civil Rule 1.4. So Ordered by Magistrate Judge Marcia M. Henry on 10/10/2024. (JL) |
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| Tuesday, October 01, 2024 | ||
| 40 | 40
notice
Notice of Appearance
Tue 10/01 12:14 PM
NOTICE of Appearance by Lino Joseph De Masi on behalf of Raymond J. Pirrello, Jr., Prior 2 IPO Inc. (aty to be noticed) (De Masi, Lino) |
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| Friday, September 20, 2024 | ||
| 39 | 39
motion
Withdraw as Attorney
Fri 09/20 8:01 PM
MOTION to Withdraw as Attorney by Scott A. Resnik. Filed by Raymond J. Pirrello, Jr., Prior 2 IPO Inc.. |
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Att: 1
2 pgs
Declaration Of Scott A. Resnik In Support,
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Att: 2
Proposed Order
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| 38 | 38
motion
Withdraw as Attorney
Fri 09/20 7:57 PM
MOTION to Withdraw as Attorney by Michael M. Rosensaft. Filed by Raymond J. Pirrello, Jr., Prior 2 IPO Inc.. (Rosensaft, Michael) |
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Att: 1
Declaration Of Michael M. Rosensaft In Support,
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Att: 2
Proposed Order
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| 37 | 37
motion
Withdraw as Attorney
Fri 09/20 7:51 PM
MOTION to Withdraw as Attorney by Nicholas J. Liotta. Filed by Raymond J. Pirrello, Jr., Prior 2 IPO Inc.. (Liotta, Nicholas) |
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Att: 1
Declaration Of Nicholas J. Liotta In Support,
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Att: 2
Proposed Order
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| Monday, February 05, 2024 | ||
| 36 | 36
25
pgs
order
Order on Motion to Intervene Order on Motion to Stay
Mon 02/05 7:00 PM
ORDER granting25 Motion to Intervene; granting25 Motion to Stay. For the reasons articulated in the attached Memorandum & Order, the Government's25 motion to intervene and the Government's25 request for a stay of the instant Civil Case are GRANTED . All deadlines will be held in abeyance until the resolution of the Criminal Case. Within thirty (30) days of the resolution of United States v. Raymond John Pirrello, Jr. , 23-cr-499 (KAM) (JMC), the parties are respectfully requested to file a joint status letter regarding how they intend to proceed in the instant Civil Case via ECF. Ordered by Judge Kiyo A. Matsumoto on 2/5/2024. (HM) |
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| 35 | 35
misc
Letter
Mon 02/05 6:16 PM
Letter Seeking Clarification by Securities And Exchange Commission (Jaroslawicz, Debra) |
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| Tuesday, January 23, 2024 | ||
| 34 | 34
misc
Letter
Tue 01/23 5:28 PM
Letter concerning Defendant Ditucci's position on government's motion to intervene and stay civil proceedings by United States Attorney Eastern District of New York (Weigel, Jessica) |
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| 33 | 33
notice
Notice of Appearance
Tue 01/23 2:12 PM
NOTICE of Appearance by Matthew G. DeOreo on behalf of Late Stage Asset Management, LLC (aty to be noticed) (DeOreo, Matthew) |
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| 32 | 32
notice
Notice of Appearance
Tue 01/23 2:10 PM
NOTICE of Appearance by Matthew G. DeOreo on behalf of Marcello Follano (aty to be noticed) (DeOreo, Matthew) |
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| 31 | 31
notice
Notice of Appearance
Tue 01/23 2:00 PM
NOTICE of Appearance by Chad D. Seigel on behalf of Late Stage Asset Management, LLC (aty to be noticed) (Seigel, Chad) |
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| 30 | 30
notice
Notice of Appearance
Tue 01/23 1:58 PM
NOTICE of Appearance by Chad D. Seigel on behalf of Marcello Follano (aty to be noticed) (Seigel, Chad) |
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| 29 | 29
notice
Notice of Appearance
Tue 01/23 1:56 PM
NOTICE of Appearance by Joseph Tacopina on behalf of Late Stage Asset Management, LLC (aty to be noticed) (Tacopina, Joseph) |
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| 28 | 28
notice
Notice of Appearance
Tue 01/23 1:54 PM
NOTICE of Appearance by Joseph Tacopina on behalf of Marcello Follano (aty to be noticed) (Tacopina, Joseph) |
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order
Order Reassigning Case
Tue 01/23 10:24 AM
ORDER REASSIGNING CASE. Case reassigned to Judge Kiyo A. Matsumoto and Magistrate Judge Marcia M. Henry for all further proceedings. Judge Dora Lizette Irizarry, Magistrate Judge James M. Wicks no longer assigned to case Please download and review the Individual Practices of the assigned Judges, located on our[LINK:website] . Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such.Ordered by Chief Judge Margo K. Brodie on 1/23/2024. Motions referred to Marcia M. Henry. (KD) |
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| Monday, January 22, 2024 | ||
| 27 | 27
notice
Notice of Appearance
Mon 01/22 1:09 PM
NOTICE of Appearance by Michael S. Finkelstein on behalf of Anthony DiTucci (aty to be noticed) (Finkelstein, Michael) |
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| 26 | 26
misc
Letter
Mon 01/22 1:03 PM
Letter concerning Defendant Cassino's position on government's motion to intervene and stay civil proceedings by United States Attorney Eastern District of New York (Weigel, Jessica) |
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| Friday, January 19, 2024 | ||
| 25 | 25
motion
Intervene Stay
Fri 01/19 5:54 PM
MOTION to Intervene , MOTION to Stay by United States Attorney Eastern District of New York. (Weigel, Jessica) |
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Att: 1
Memorandum in Support
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| Thursday, January 18, 2024 | ||
| 24 | 24
notice
Notice of Appearance
Thu 01/18 11:16 AM
NOTICE of Appearance by Randy Scott Zelin on behalf of Robert Cassino (aty to be noticed) (Zelin, Randy) |
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| Wednesday, January 17, 2024 | ||
| 23 | 23
notice
Notice of Appearance
Wed 01/17 12:41 PM
NOTICE of Appearance by Stephen Wexler on behalf of Joseph Rivera (aty to be noticed) (Wexler, Stephen) |
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| Thursday, January 11, 2024 | ||
| 22 | 22
notice
Notice of Appearance
Thu 01/11 1:54 PM
NOTICE of Appearance by Nicholas Liotta on behalf of Raymond J. Pirrello, Jr., Prior 2 IPO Inc. (aty to be noticed) (Liotta, Nicholas) |
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| Monday, January 08, 2024 | ||
| 21 | 21
order
Scheduling Order
Mon 01/08 10:59 AM
INITIAL CONFERENCE SCHEDULING ORDER: An Initial Conference via Zoom will be held February 22, 2024 at 11:30 AM before Magistrate Judge James M. Wicks. The Court will email the Zoom invitation closer to the conference date. All counsel must attend. Counsel are directed to complete the attached Proposed 26(f) Scheduling Order and electronically file same with the Court no later than February 15, 2024 . Should the parties wish to adopt a plan for discovery different from the structure in the discovery worksheet, they may do so only if they file a letter explaining why such a plan is appropriate in this case. This conference is a public proceeding, and all are welcome to attend via telephone or via video. If you would like to receive the Zoom invitation, please contact Judge Wicks' Courtroom Deputy at (631) 712-5625. THE PARTIES ARE REMINDED that audio or video recording of proceedings by any party other than the Court is strictly prohibited by Local Civil Rule 1.8. Violation of this rule may result in sanctions, including removal of court issued media credentials, restricted entry to future hearings, denial of entry to future hearings, or any other sanctions deemed appropriate by the Court. So Ordered by Magistrate Judge James M. Wicks on 1/8/2024. (DF) |
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Att: 1
Proposed Rule 26(f) Scheduling Order,
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Att: 2
JMW Individual Practice Rules
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| Friday, January 05, 2024 | ||
| 20 | 20
service
Waiver of Service Executed
Fri 01/05 10:50 AM
WAIVER OF SERVICE Returned Executed by Securities And Exchange Commission. Robert Cassino waiver sent on 1/5/2024, answer due 3/5/2024. (Jaroslawicz, Debra) |
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| 19 | 19
notice
Notice of Appearance
Fri 01/05 10:00 AM
NOTICE of Appearance by Michael Max Rosensaft on behalf of Raymond J. Pirrello, Jr., Prior 2 IPO Inc. (aty to be noticed) (Rosensaft, Michael) |
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| 18 | 18
notice
Notice of Appearance
Fri 01/05 9:57 AM
NOTICE of Appearance by Scott A. Resnik on behalf of Raymond J. Pirrello, Jr., Prior 2 IPO Inc. (aty to be noticed) |
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| Thursday, January 04, 2024 | ||
| 17 | 17
service
Waiver of Service Executed
Thu 01/04 10:29 AM
WAIVER OF SERVICE Returned Executed by Securities And Exchange Commission. Prior 2 IPO Inc. waiver sent on 12/12/2023, answer due 2/12/2024. (Jaroslawicz, Debra) |
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| 16 | 16
service
Waiver of Service Executed
Thu 01/04 10:28 AM
WAIVER OF SERVICE Returned Executed by Securities And Exchange Commission. Raymond J. Pirrello, Jr. waiver sent on 12/11/2023, answer due 2/9/2024. (Jaroslawicz, Debra) |
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| Wednesday, January 03, 2024 | ||
| 15 | 15
service
Waiver of Service Executed
Wed 01/03 1:59 PM
WAIVER OF SERVICE Returned Executed by Securities And Exchange Commission. JL Rivera Enterprises LTD. waiver sent on 12/11/2023, answer due 2/9/2024. (Jaroslawicz, Debra) |
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| 14 | 14
service
Waiver of Service Executed
Wed 01/03 1:58 PM
WAIVER OF SERVICE Returned Executed by Securities And Exchange Commission. Joseph Rivera waiver sent on 12/11/2023, answer due 2/9/2024. (Jaroslawicz, Debra) |
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| Tuesday, January 02, 2024 | ||
| 13 | 13
service
Summons Returned Executed
Tue 01/02 9:28 AM
SUMMONS Returned Executed by Securities And Exchange Commission. Pre IPO Marketing Inc. served on 12/26/2023, answer due 1/16/2024. (Jaroslawicz, Debra) |
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| 12 | 12
service
Summons Returned Executed
Tue 01/02 9:27 AM
SUMMONS Returned Executed by Securities And Exchange Commission. Anthony DiTucci served on 12/26/2023, answer due 1/16/2024. (Jaroslawicz, Debra) |
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| Wednesday, December 20, 2023 | ||
| 11 | 11
service
Waiver of Service Executed
Wed 12/20 4:08 PM
WAIVER OF SERVICE Returned Executed by Securities And Exchange Commission. Late Stage Asset Management, LLC waiver sent on 12/12/2023, answer due 2/12/2024. (Jaroslawicz, Debra) |
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| 10 | 10
service
Waiver of Service Executed
Wed 12/20 4:07 PM
WAIVER OF SERVICE Returned Executed by Securities And Exchange Commission. Marcello Follano waiver sent on 12/12/2023, answer due 2/12/2024. (Jaroslawicz, Debra) |
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| Tuesday, December 19, 2023 | ||
| 9 | 9
service
Summons Issued
Tue 12/19 2:36 PM
Summons Issued as to Robert Cassino, Anthony DiTucci, JL Rivera Enterprises LTD., Pre IPO Marketing Inc., Joseph Rivera. (MLR) |
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| Friday, December 15, 2023 | ||
| 8 | 8
misc
Proposed Summons/Civil Cover Sheet
Fri 12/15 3:11 PM
Proposed Summons. Re1 Complaint by Securities And Exchange Commission (He, Zheng) |
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| Friday, December 08, 2023 | ||
| 7 | 7
misc
Clerks Notice of Rule 73
Fri 12/08 9:44 AM
Clerk's Notice Re: Consent. A United States Magistrate Judge has been assigned to this case and is available to conduct all proceedings. In accordance with Rule 73 of the Federal Rules of Civil Procedure, Local Rule 73.1, the parties are notified that if all parties consent, the assigned Magistrate Judge is available to conduct all proceedings in this action including a (jury or nonjury) trial and to order the entry of a final judgment. Attached to this Notice is a blank copy of the consent form that should be filled out, signed and filed electronically only if all parties wish to consent. Any party may withhold its consent without adverse substantive consequences. Do NOT return or file the consent unless all parties have signed the consent.The form may also be accessed at the following link:[LINK:https://img.nyed.uscourts.gov/files/forms/MJConsentForm.pdf] (CL) |
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utility
Case Assigned/Reassigned
Fri 12/08 9:35 AM
Case Assigned to Judge Dora Lizette Irizarry and Magistrate Judge James M. Wicks. Please download and review the Individual Practices of the assigned Judges, located on our[LINK:website] . Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. (CL) |
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misc
Quality Control Check - Summons
Fri 12/08 9:44 AM
Your proposed summons was not issued for one of the following reasons: No summons provided, please submit summons. The event can be found under the event Other Documents - Proposed Summons/Civil Cover Sheet., Please correct and resubmit using Proposed Summons/Civil Cover Sheet. (CL) |
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| Wednesday, December 06, 2023 | ||
| 6 | 6
misc
Quality Control Check - Attorney Case Opening
Wed 12/06 5:12 PM
This attorney case opening filing has been checked for quality control. See the attachment for corrections that were made, if any. (KD) |
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| 5 | 5
misc
Proposed Summons/Civil Cover Sheet
Wed 12/06 2:51 PM
Civil Cover Sheet.. by Securities And Exchange Commission (Jaroslawicz, Debra) |
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| 4 | 4
notice
Notice of Appearance
Wed 12/06 1:39 PM
NOTICE of Appearance by Zheng He on behalf of Securities And Exchange Commission (aty to be noticed) (He, Zheng) |
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| 3 | 3
notice
Notice of Appearance
Wed 12/06 1:19 PM
NOTICE of Appearance by Karen M. Lee on behalf of All Plaintiffs (aty to be noticed) (Lee, Karen) |
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| 2 | 2
notice
Notice of Appearance
Wed 12/06 11:08 AM
NOTICE of Appearance by Debra Jaroslawicz on behalf of Securities And Exchange Commission (aty to be noticed) (Jaroslawicz, Debra) |
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| 1 | 1
35
pgs
cmp
Complaint
Wed 12/06 10:44 AM
COMPLAINT against All Defendants Was the Disclosure Statement on Civil Cover Sheet completed -NO,, filed by Securities And Exchange Commission. (Apps, Antonia) |
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Att: 1
Civil Cover Sheet
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notice
Notice: Re: Incomplete Civil Cover Sheet
Wed 12/06 1:57 PM
Notice: Re: Incomplete Civil Cover Sheet. The Clerk's Office cannot assign this case without a completed 2 Page Form Civil Cover Sheet. Please submit A COMPLETED SECOND PAGE(Not the Instruction Page) Civil Cover Sheet. This event can be found under the event Other Documents - Proposed Summons/Civil Cover Sheet. (KD) |
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