Ameriprise Financial Services, LLC v. McCann et al
| Michigan Eastern District Court | |
| Judge: | Brandy R Mcmillion |
| Referred: | Kimberly G Altman |
| Case #: | 2:24-cv-11471 |
| Nature of Suit | 190 Contract - Other Contract |
| Cause | 28:1332 Diversity-Injunctive & Declaratory Relief |
| Case Filed: | Jun 04, 2024 |
| Terminated: | Oct 23, 2024 |
| Last checked: Sunday Dec 01, 2024 4:03 AM EST |
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Defendant
Mitchell R McCann
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Represented By
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Defendant
Wesley McCann
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Represented By
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Defendant
LPL Financial, LLC
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Represented By
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Plaintiff
Ameriprise Financial Services, LLC
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Represented By
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| Docket last updated: 67 minutes ago |
| Tuesday, January 07, 2025 | ||
| 30 | 30
1
pgs
order
Order
Tue 01/07 10:42 AM
ORDER RELEASING SURETY BOND (ECF No.23 ). Signed by District Judge Brandy R. McMillion. (LHos) |
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| Wednesday, October 23, 2024 | ||
| 29 | 29
order
Dismissing Case
Wed 10/23 9:29 AM
DISMISSAL ORDER. Signed by District Judge Brandy R. McMillion. (LHos) |
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| Tuesday, October 22, 2024 | ||
| 28 | 28
notice
Notice - Other
Tue 10/22 2:54 PM
NOTICE by LPL Financial, LLC of Order in Arbitration Matter (Wolf, Luke) |
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| Monday, July 15, 2024 | ||
| 27 | 27
order
Stipulation and Order Staying Case Terminate Deadlines and Hearings
Mon 07/15 9:26 AM
STIPULATION AND ORDER GRANTING FOR ENTRY OF PRELIMINARY INJUNCTION AND TO STAY ALL FURTHER PROCEEDINGS. Hearing before Judge McMillion on 7/15/24 is cancelled. Signed by District Judge Brandy R. McMillion. (LHos) |
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| Friday, July 12, 2024 | ||
| 26 | 26
notice
Appearance
Fri 07/12 1:03 PM
NOTICE of Appearance by Kendra S Canape on behalf of LPL Financial, LLC. (Canape, Kendra) |
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| Thursday, July 11, 2024 | ||
| 25 | 25
notice
Appear*
Thu 07/11 1:11 PM
**NOTICE TO CONVERT PROCEEDING TO TEAMS VIDEO** NOTICE TO APPEAR REMOTELY: Show Cause Hearing set for 7/15/2024 at 11:30 AM before District Judge Brandy R. McMillion . |Public may access audio with the following information (Telephone Number,,Conference ID): tel:+13132617355,,535512643| (LHos) |
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| Tuesday, July 09, 2024 | ||
| 24 | 24
misc
Transcript
Tue 07/09 9:12 AM
TRANSCRIPT of Motion for Temporary Restraining Order held on 07/01/2024. (Court Reporter/Transcriber: Timothy Floury) (Number of Pages: 31) The parties have 21 days to file with the court and Court Reporter/Transcriber a Redaction Request of this transcript. If no request is filed, the transcript may be made remotely electronically available to the public without redaction after 90 days. Redaction Request due 7/30/2024. Redacted Transcript Deadline set for 8/9/2024. Release of Transcript Restriction set for 10/7/2024. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date, the transcript is publicly available. (Floury, Timothy) |
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| Monday, July 08, 2024 | ||
| 23 | 23
misc
Bond
Mon 07/08 4:37 PM
Surety BOND in the amount of $ $50,000.00 posted by Ameriprise Financial Services, LLC (Taaffe, Brandon) |
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Att: 1
Exhibit Doc 2 Order Granting TRO
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| Monday, July 01, 2024 | ||
| 22 | 22
3
pgs
order
Order ~Util - Terminate Motions ~Util - Set Deadlines/Hearings
Mon 07/01 2:42 PM
ORDER GRANTING PLAINTIFF'S MOTION FOR TEMPORARY RESTRAINING ORDER AS TO LPL FINANCIAL, LLC AND DENYING MOTION FOR EXPEDITED DISCOVERY re (ECF No.2 ). Show Cause Hearing set for 7/15/2024 at 11:30 AM before District Judge Brandy R. McMillion on Zoom . Signed by District Judge Brandy R. McMillion. (LHos) |
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| 21 | 21
notice
Appearance
Mon 07/01 9:15 AM
NOTICE of Appearance by Joshua Apel on behalf of Mitchell R McCann, Wesley McCann. (Apel, Joshua) |
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minutes
Motion Hearing
Mon 07/01 11:51 AM
Minute Entry for remote proceedings before District Judge Brandy R. McMillion: Motion Hearing held on 7/1/2024 re2 MOTION for Temporary Restraining Order MOTION for Preliminary Injunction and for Expedited Discovery filed by Ameriprise Financial Services, LLC. Disposition: Order to follow. (Court Reporter: Timothy Floury) (LHos) |
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| Friday, June 28, 2024 | ||
| 20 | 20
misc
Redacted Document
Fri 06/28 3:47 PM
REDACTED VERSION of ECF Nos. 2-1, 2-2, and 2-3 by Ameriprise Financial Services, LLC (Taaffe, Brandon) |
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| 19 | 19
misc
Redacted Document
Fri 06/28 3:40 PM
REDACTED VERSION of ECF Nos. 1-4, 1-5 and 1-7 by Ameriprise Financial Services, LLC (Taaffe, Brandon) |
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| 18 | 18
respm
Reply to Response to Motion
Fri 06/28 3:15 PM
REPLY to Response re2 MOTION for Temporary Restraining Order MOTION for Preliminary Injunction and for Expedited Discovery filed by Ameriprise Financial Services, LLC. (Taaffe, Brandon) |
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Att: 1
Exhibit,
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Att: 2
Exhibit,
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Att: 3
Exhibit,
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Att: 4
Exhibit
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minutes
Status Conference
Fri 06/28 1:54 PM
Minute Entry for telephonic proceedings before District Judge Brandy R. McMillion: Telephonic Status Conference held on 6/28/2024. (Court Reporter: None Present, Not on the Record) (LHos) |
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| Thursday, June 27, 2024 | ||
| 17 | 17
notice
Appear*
Thu 06/27 12:37 PM
RE-NOTICE TO APPEAR BY TELEPHONE: Status Conference reset for 6/28/2024 at 01:30 PM before District Judge Brandy R. McMillion . **Please see notice for call information. (LHos) |
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| 16 | 16
notice
Appear*
Thu 06/27 12:32 PM
NOTICE TO APPEAR BY TELEPHONE: Status Conference set for 6/28/2024 at 10:00 AM before District Judge Brandy R. McMillion. *Please see notice for call information. (LHos) |
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| Wednesday, June 26, 2024 | ||
| 15 | 15
notice
Notice - Other
Wed 06/26 11:23 AM
NOTICE by LPL Financial, LLC re12 Response to Motion, NOTICE OF ERRATA (Wolf, Luke) |
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Att: 1
Exhibit Corrected Response In Opposition to Ameriprise TRO Motion
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| Monday, June 24, 2024 | ||
| 14 | 14
order
Seal ~Util - Set Deadlines/Hearings
Mon 06/24 2:47 PM
TEXT-ONLY ORDER to Seal Exhibits ECF Nos. 1-4, 1-5, 1-7, 2-1, 2-2, 2-3. Plaintiff is ordered to identify any other pleadings or exhibits that require redaction and is further ordered to file redacted exhibits on the docket by 6/28/2024 . Entered by District Judge Brandy R. McMillion. (LHos) |
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| 13 | 13
order
Stipulation and Order
Mon 06/24 12:08 PM
STIPULATED ORDER TO ENTER TEMPORARY INJUNCTION AGAINST MITCHELL R. MCCANN AND WESLEY MCCANN AND TO STAY PROCEEDINGS AS TO THE MCCANNS ONLY PENDING THE ALREADY FILED FINRA ACTION re2 MOTION for Temporary Restraining Order, Motion for Preliminary Injunction and for Expedited Discovery. Signed by District Judge Brandy R. McMillion. (LHos) |
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| Friday, June 21, 2024 | ||
| 12 | 12
respm
Response to Motion
Fri 06/21 11:37 PM
RESPONSE to2 MOTION for Temporary Restraining Order MOTION for Preliminary Injunction and for Expedited Discovery filed by LPL Financial, LLC. (Wolf, Luke) |
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Att: 1
Index of Exhibits,
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Att: 2
Exhibit AStatement of Claim,
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Att: 3
Exhibit BAmended Statement of Claim,
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Att: 4
Exhibit CThe Broker Protocol, J.S. Held,
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Att: 5
Exhibit DProtocol for Broker Recruiting
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| Tuesday, June 11, 2024 | ||
| 11 | 11
notice
Hearing on Motion*
Tue 06/11 3:01 PM
NOTICE OF REMOTE HEARING on2 MOTION for Temporary Restraining Order MOTION for Preliminary Injunction and for Expedited Discovery . Response due by 6/21/2024 ; Reply due by 6/28/2024 ; and Motion Hearing set for 7/1/2024 at 11:00 AM before District Judge Brandy R. McMillion on Zoom. |Remote Access Phone Number: 669-254-5252 and Meeting ID: 161 076 6098| (LHos) |
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| 10 | 10
notice
Appearance
Tue 06/11 12:32 PM
NOTICE of Appearance by Luke D. Wolf on behalf of LPL Financial, LLC. (Wolf, Luke) |
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| 9 | 9
notice
Appearance
Tue 06/11 12:29 PM
NOTICE of Appearance by Ari M. Charlip on behalf of LPL Financial, LLC. (Charlip, Ari) |
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minutes
Status Conference
Tue 06/11 2:57 PM
Minute Entry for telephonic proceedings before District Judge Brandy R. McMillion: Telephonic Status Conference held on 6/11/2024. (Court Reporter: None Present, Not on the Record) (LHos) |
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| Monday, June 10, 2024 | ||
| 8 | 8
notice
Appear*
Mon 06/10 10:35 AM
NOTICE TO APPEAR BY TELEPHONE: Status Conference set for 6/11/2024 at 02:30 PM before District Judge Brandy R. McMillion . Call information will be emailed. (LHos) |
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| Friday, June 07, 2024 | ||
| 7 | 7
notice
Appearance
Fri 06/07 3:45 PM
NOTICE of Appearance by Todd A. Holleman on behalf of Mitchell R McCann, Wesley McCann. (Holleman, Todd) |
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| Wednesday, June 05, 2024 | ||
| 6 | 6
notice
Consent and Reference of a Civil Action to a Magistrate Judge
Wed 06/05 11:28 AM
Notice of Consent and Reference of a Civil Action to a Magistrate Judge filed by Ameriprise Financial Services, LLC . (Taaffe, Brandon) |
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| 5 | 5
service
Summons Issued*
Wed 06/05 8:04 AM
SUMMONS Issued for *LPL Financial, LLC* (DPer) |
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| 4 | 4
service
Summons Issued*
Wed 06/05 8:03 AM
SUMMONS Issued for *Wesley McCann* (DPer) |
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| 3 | 3
service
Summons Issued*
Wed 06/05 8:02 AM
SUMMONS Issued for *Mitchell R McCann* (DPer) |
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notice
Notice to Parties of Consent of a Civil Action before a Magistrate Judge Option
Wed 06/05 8:02 AM
A United States Magistrate Judge of this Court is available to conduct all proceedings in this civil action in accordance with 28 U.S.C. 636c and FRCP 73. The Notice, Consent, and Reference of a Civil Action to a Magistrate Judge form is available for download at[LINK:http://www.mied.uscourts.gov] (DPer) |
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| Tuesday, June 04, 2024 | ||
| 2 | 2
motion
Temporary Restraining Order Preliminary Injunction
Tue 06/04 5:13 PM
MOTION for Temporary Restraining Order , MOTION for Preliminary Injunction and for Expedited Discovery by Ameriprise Financial Services, LLC. (Taaffe, Brandon) |
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Att: 1
Exhibit M McCann FA Agmt,
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Att: 2
Exhibit W McCann Employ Agmt,
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Att: 3
Exhibit Declaration of S. Warner,
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Att: 4
Exhibit FINRA Rule 13804,
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Att: 5
Exhibit Declaration of J Swihart,
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Att: 6
Exhibit Customer Complaint,
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Att: 7
Exhibit Proposed discovery requests
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| 1 | 1
43
pgs
cmp
Civil Case - Complaint
Tue 06/04 4:51 PM
COMPLAINT for TRO and Injunctive Relief filed by Ameriprise Financial Services, LLC against Ameriprise Financial Services, LLC. Plaintiff requests summons issued. Receipt No: AMIEDC-9817474 - Fee: $ 405. County of 1st Plaintiff: Minneapolis, MN - County Where Action Arose: Oakland - County of 1st Defendant: Oakland. [ Previously dismissed case: No] (Taaffe, Brandon) |
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Att: 1
Exhibit FINRA Rule 13804,
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Att: 2
Exhibit Mitchell McCann CRD,
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Att: 3
Exhibit Wesley McCann CRD,
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Att: 4
Exhibit Mitchell McCann FA Agmt,
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Att: 5
Exhibit Wesley McCann Employment Agmt,
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Att: 6
Exhibit The Protocol,
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Att: 7
Exhibit Reminder of Obligations,
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Att: 8
Exhibit Security Camera Photos,
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Att: 9
Exhibit Forensic Investigation Report,
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Att: 10
Exhibit McCann Sample Letterhead,
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Att: 11
Exhibit Customer Complaint,
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Att: 12
Exhibit Document in shred bin,
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Att: 13
Exhibit FINRA Letter of Acceptance
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