Securities and Exchange Commission v. Kim

New York Southern District Court
Judge:Jennifer H Rearden
Case #: 1:25-cv-03796
Nature of Suit850 Other Statutes - Securities/Commodities/Exchange
Cause15:77 Securities Fraud
Case Filed:May 07, 2025
Last checked: Wednesday May 07, 2025 11:09 AM EDT
Defendant
Richard T Kim
Plaintiff
Securities and Exchange Commission
100 Pearl Street Suite 20-100
New York, NY 10004
Represented By
Todd Daniel Brody
Securities And Exchange Commission
contact info


Docket last updated: 19 minutes ago
Thursday, May 08, 2025
4 4 service Summons Issued Thu 05/08 11:19 AM
ELECTRONIC SUMMONS ISSUED as to Richard T Kim. (vf)
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misc Notice to Attorney Regarding Case Opening Statistical Error Correction Thu 05/08 11:02 AM
***NOTICE TO ATTORNEY REGARDING CIVIL. CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Todd Daniel Brody. The following case opening statistical information was erroneously selected/entered: Cause of Action code 28:1331sv Fed. Question: Securities Violation. The following correction(s) have been made to your case entry: the Cause of Action code has been modified to 15:77 Securities Fraud. (vf)
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notice Case Opening Initial Assignment Notice Thu 05/08 11:05 AM
CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Jennifer H. Rearden. Please download and review the Individual Practices of the assigned District Judge, located at[LINK:https://nysd.uscourts.gov/judges/district-judges] . Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at[LINK:https://nysd.uscourts.gov/rules/ecf-related-instructions] ..(vf)
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utility Case Designation Thu 05/08 11:05 AM
Magistrate Judge Katharine H. Parker is designated to handle matters that may be referred in this case. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link:[LINK:https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf] . (vf)
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utility Case Designated ECF Thu 05/08 11:06 AM
Case Designated ECF. (vf)
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Wednesday, May 07, 2025
3 3 service Request for Issuance of Summons Wed 05/07 11:04 AM
REQUEST FOR ISSUANCE OF SUMMONS as to Richard T. Kim, re:1 Complaint. Document filed by Securities and Exchange Commission..(Brody, Todd)
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2 2 misc Civil Cover Sheet Wed 05/07 10:56 AM
CIVIL COVER SHEET filed..(Brody, Todd)
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1 1 18 pgs cmp Complaint Wed 05/07 10:55 AM
COMPLAINT against Richard T Kim. Document filed by Securities and Exchange Commission..(Brody, Todd)
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